PENGUIN CLASSICS
DR ALAN UNTERMAN, born 1942 in Watford, is married to Nechama, a Manchester solicitor specializing in crime, with three children. He attended Talmudic college in England and Israel, and the Universities of Birmingham, Oxford, and Delhi, India, where he received his Ph.D. Dr Unterman has worked as a Lecturer in Comparative Religion in Melbourne, Tel Aviv and Manchester, and as Minister of the Yeshurun Synagogue in Cheshire. Among his publications are The Wisdom of the Jewish Mystics (1976), Jews, Their Religious Beliefs and Practices (1981) and Dictionary of Jewish Lore and Legend (1991).
Edited and translated with an Introduction and
Notes by ALAN UNTERMAN
PENGUIN BOOKS
PENGUIN CLASSICS
Published by the Penguin Group
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First published in Penguin Classics 2008
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Translation and editorial material Copyright © Alan Unterman, 2008
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978-0-14-190672-0
Preface
Introduction
Further Reading
Anthropomorphism
Anthropomorphism and Sefirot
Anthropomorphism and Isaac Luria
Anthropomorphism According to Joseph Irgas
Anthropomorphism and Symbols According to Joseph Irgas
Anthropomorphism According to Ramchal
Anthropomorphism and Literalness
Anthropomorphism, Literalness of Tzimtzum
The Infinite Godhead (Ein Sof)
Ein Sof According to Isaac Luria
Ein Sof and the Created World
God in Relationship
Committing Oneself Entirely to God
Searching for God
God Behind All Activity
Good Deeds All Performed by God
The Mercy of God
Holy Spirit
Achieving the Holy Spirit
Prophecy and the Holy Spirit
Holy Spirit and Holy Speech
Idols
Worship of Man
Even to Worship Holiness in Man Is Idolatry
Divine Immanence
Divine Immanence, a Parable
Suffering and God
Divine Immanence Even in Stories
Prayer about God Hidden in Everything
Divine Even in Gentile Stories
Sefirot
Sefirot Expounded by the Prophet Elijah
Sefirot as Vessels
Sefirot and Human Thought
The Divine Presence (Shekhinah)
The World Maintained by the Shekhinah
God Inside Man
Exile and Redemption of Lost Souls
Marriage and the Shekhinah
Tetragrammaton
Tetragrammaton and Divine Immanence
Torah
Torah and Garments
Torah the Source of All
Torah of the Messiah
Essence of Torah Revealed in Messianic Times
Torah Is God
The Torah Renews Itself
Continuous Giving of the Torah
Mystical Secrets of the Torah
Torah Learning
Small Talk Is Also Torah
Transcendence
Divine Transcendence and Freedom
Perceiving Divine Transcendence
Astrology
Astrology and Torah
Creation
Creation of the World
Ein Sof and Creation
From Reality to Nothingness
Purgatory (Gehinnom)
Gehinnom and Exile
Gehinnom and Mondays
Gehinnom and Abraham
Gehinnom and This World
Accepting Punishment in Gehinnom
Paradise
Four Sages in Paradise
Why Four Sages Entered Paradise
Light
Hidden Light of Creation
More on the Hidden Light of Creation
Hidden Light Revealed and Concealed
Location
Location and Revelation
Torah Is the Map of the World
Divine Contraction (Tzimtzum)
How Tzimtzum Came About
Tzimtzum, Like a Father to His Infant Child
Tzimtzum and Faith
Tzimtzum as God Hiding Himself
Tzimtzum, Yet No Place Empty of Him
Angelology
Invoking Angels and Demons
Angels and the Human Soul
Formation of Angels
Angels and Men
Angels Punishing the Wicked
Guardian Angels
Guardian Angels, Healing and Sin
The Angel Metatron
Enoch and Metatron
Metatron and Samael
Enoch’s Journey
Enoch and Adam in Heaven
Metatron and Ruth
Abraham
Abraham, Patriarchs and the Merkabah
Abraham and the Tree of Life
Adam
Adam and His Mystical Book
The Book of Adam
Adam, Eve and Kelippot
Adam and Souls Affected by Sin
Adam’s Expulsion from Eden
Adam Truly Knew God
Elijah
Elijah and Covenant
Elijah in Heaven
Elijah and the Angel of Death
Elijah and Revelation
Elijah, Enoch and the Patriarchs
Elijah’s Identity as an Angel
Elijah and Hidden Revelation
Elijah and Messianic Revelation
Elijah and Clandestine Revelation
Elijah, Reincarnation and Impregnation
Seeing Elijah While Waking
Elijah’s Revelations
Elijah’s Revelation a Gift
Elijah and Hospitality
Memory and Elijah
Enoch
Mystic Book of Enoch
Enoch’s Dual Nature as Metatron
Moses
Moses and His Knowledge
Ascension of Moses
Moses and God’s Back
Psalms
Psalms and Personal Experience
Alphabet and the Potency of Language
Anthropomorphism and Letters
Male and Female Letters of the Alphabet
Alphabet and the Soul
Amulets
Amulets and the Wicked
Aramaic
Aramaic Language of Sitra Achra
Heavenly Voice (Bat Kol)
Bat Kol and Dreams
Bat Kol and Resurrection
Literature and Mystical Parables
Sefer Yetzirah and Abraham
Rebbe Nachman’s Mystical Parables
The Clay Diggers’ Fortune
The Treasure under the Bridge
The Parable of the Turkey
The Diseased Wheat
Mysticism
Who Should Study Kabbalah
Kabbalah Texts Hidden and Revealed
The Correct Manner of Study of Kabbalah
Need for Study of Kabbalah
Kabbalists and Literalists
Conditions for Kabbalah Study
Zohar, Soul and Upper Paradise
Kabbalistic Meaning of the Talmud
True Works of Kabbalah
Few True Works of Kabbalah
Kabbalah Inspired by Holy Spirit
True Kabbalah Inspiration
Secret Meaning of the Talmud
Mysticism of the Talmud
Simeon bar Yochai and Moses
Names of God
Speech and the Divine Name
Divine Name and Creation
The Torah Is the Name of God
Cleaving to God (Devekut)
Devekut, Commandments (Mitzvot) and Secular Matters
Progress in Devekut
Devekut and the Dark Night of the Soul
Strange Thoughts
Devekut and Torah Study for Its Own Sake
Torah as Devekut
Artificial Man (Golem)
Golem in the Talmud
Can a Golem Make Up a Quorum (Minyan)?
The Golem’s Soul
Creating a Golem
Herbs
Herbs and Angels
Medicine
Medicine Depends on Faith
Medicine and God
Secrets and Magical Remedies (Segulot)
The Origins of Kabbalah
Correct Methods of Practical Kabbalah Not Known
Dangers of Practical Kabbalah
Magic and Enosh
The Righteous Person (Tzaddik)
The Tzaddik and the Individual
God and the Righteous (Tzaddikim)
A Dead Tzaddik May Help the Living
The Righteous Men in Each Generation
The Thirty Six Righteous Men
The Seventy Two Righteous in Each Age
The Tzaddikim of Each Generation
The Nature of the Tzaddik
The Tzaddik’s Teaching and Its Interpretation
The Tzaddik and the Commandments
The Tzaddik and the World to Come
The Tzaddik in This World and in the Next
The Tzaddik Has No Rest
Martyrdom and Sacrifice of the Tzaddikim
Water
Water on the Sabbath
The Body
The Three Bodies of Man
Being Nice to Lice
The Body and Cloak (Chaluka) of the Rabbis
The Trembling of Bodily Organs
Bodily Movements
Suffering and Providence
Nothingness of the Righteous
Body and Purity
The Nature of Man
The Value of Each Individual
Free Will
Human Independence
Everyone Can Become a Holy Person
Jews and Gentiles
Jews and Heathens
Jews, Not Gentiles, Called ‘Man’
Revelation to the Gentiles
Maintaining Jewish Identity among the Gentiles
The Evil Other Side (Sitra Achra) and Gentiles
Gentiles and the Torah
Male and Female
Male and Female Soul Mates
Male and Female Blessings
Sexual Relations
Sexual Intercourse and Holiness
Sex, Holiness and the Spiritual Garment
Prayer as Sexual Union with the Divine Presence
Silence
Silence and Wisdom
Asceticism: No Vain Talk for Forty Days
Rebbe Mendel of Warka on Silence
Sleep and Awe
Silent Prayer
Nothing and Torah
A Time to Speak
Three Hidden Qualities
Holding Back from Torah
The Silent Cry
Finding the Hidden God
Nullifying the Self
Soul
Greatness of the Soul
Soul in Children
Soul Levels
Soul Roots and Torah
The Soul, the Shell (Kelippah) and Adam’s Sin
Soul and Shells
Worldly Occupation, Suffering and God
Faults Lie Within
Worldly Occupations and God
The Soul of a Vessel
Singers and Sin
Man and the World
The Thought Is the Man
Repentance and the Soul of Israel
Souls in Heaven and Earth
Universal Soul and Its Heavenly Source
Speech
Truth and Falsehood
Truth and Words
The Scarcity of Truth
Israel and Speech
Speech Is the Soul of Man
Anger and Compassion
The Sin of Anger
Compassion for the Suffering of Others
Altar
Altar Fire
Amen
Amen and Gehinnom
Blessings
Blessings and Divine Flow
Male and Female Blessings
Charity
Charity Is Itself a Gift
Circumcision
Circumcision of Isaac Luria
Circumcision, Holy Covenant and Sexual Sins
Dance
Dance and Ecstasy
Dance Removes Harsh Judgements
Dancing with the Jews of Russia
Dances of Religious Joy
The Focus on God
Setting God Always before One
Renewing One’s Service to God
Food
Food and Beauty
Food and Trapped Souls
Eating and God
Grace after Meals
The Divine Presence at the Table
Hair
Hair and Its Symbolism
Hair Removal Prohibited
Meat
Meat Eating
The Ritual Bath (Mikveh)
Mikveh and Inner Purity
Commandment (Mitzvah)
Mitzvah and God Are One
Mystical Intentions of Commandments (Mitzvot)
Mitzvah in Joy Not Sadness
Phylacteries (Tefillin)
Phylacteries and the Evil Other Side
Prayer
Prayer by Moses Cordovero before Study of Kabbalah
Prayer by Isaac Luria before Study of Kabbalah
Prayer from the Zohar
Zohar Prayer for Sabbath Eve
Prayer and Joy
Prayer and Mysticism
Prayer and Meditation
Sacred Space
The Earth Is Round
Jerusalem Is the Heart of the World
The Third Heavenly Temple
Temple and Synagogue Below and Above
Sacred Time: Fasting and Festivals
The Correct Mindset for Fasting
The Festival of Pentecost (Shavuot) and Divine Marriage
Sabbath (Shabbat) and Festivals (Yomtov)
10 DEATH AND AFTERLIFE
Avoiding Death
Redemption from Death through Name Change
Name Changing to Avoid Early Death
Afterlife
Life after Death of the Righteous
The Righteous Live on after Death
Burial
Burial and the Cave of Machpelah
Death and Dying
Death and the Angel of Death
Death of the Righteous and Angels
Death, the Soul and Resurrection
Death and Original Sin
Death and Its Causes
Death and Punishment
Purgatory (Gehinnom) and Exile
The Shadow
The Shadow That Hovers
The Shadow and Death
Protection from the Divine Shadow
Man’s Shadow and God’s Light
Reincarnation
Belief in Reincarnation
Justification of Reincarnation
Men and Women Reincarnate Together as Spouses
Reincarnation Not for Females
Reincarnation Only for Males, Not for Females
The Need for Reincarnation
Reincarnation and Resurrection
Tzaddikim Attract Extra Righteous Souls
Reincarnation and Epilepsy
Reincarnation and Eating Bad Souls
Reincarnation and Singular Rectification
Reincarnation and Impregnation While Alive
Reincarnation of Two Souls Together
Reincarnation into Animals and Vegetables
Reincarnation as Raven, Dog, etc., for Cruelty
Reincarnation of Male into Female
Ritual Slaughter (Shechitah) and Reincarnation
Reincarnation and Impregnation
Simeon bar Yochai a Reincarnation of Moses
Reincarnation into Birds
Soul Elevation and Reincarnation
Reincarnation as Plants and Mixed Species (Kilayim)
The Purpose of Reincarnation
Reincarnation of up to Four Souls in One Body
Transmigration of Sinners
Reincarnation of the Righteous
Abyss
The Abyss and the Foundation Stone
The Dark Powers of Evil
Levels of Worldly Existence
Evil and the Soul
The Two Types of Evil Men
Evil Inclination
Evil Inclination and the Shattering of the Vessels
Shells (Kelippot) and the Evil Inclination (Yetzer Hara)
Good and Evil Inclinations and Converts
The Lower and Higher Evil Inclination
The Yetzer Hara in Future Times
Good Inclination, Evil Inclination and Man
Evil Inclination and the Parable of the Prostitute
Self Delusion and Spiritual Truth
Original Sin
Adam’s Sin
Original Sin and the Soul
Repentance
Repenting for Repentance
Sin, Repentance and Ascent
Shells
Holiness and the Evil Shell (Kelippah)
The Power of the Shells and the Animal Wisdom
Souls Are Trapped by the Shells
Heathen Women Trapped by Shells
Sin
Sin and Learning Kabbalah
Sin Can Be the Will of God
Sins Are Also from God
The Power to Sin Comes from God
God Is the Agent Even for Sin
Forbidden to One May Be Allowed to Another
Temptation
Sparks of Holiness
Soul at Birth and Sparks of Holiness
Sparks of Holiness and Shells of Evil
Sparks of Holiness Everywhere
DEMONS
Asmodeus
Asmodeus’ Advice on Purification
Asmodeus and Magic
Asmodeus and Black Magic
Demonology
Demons and Their Use
Demon Children
From Demons to Angels
Demon Kings
Lilith
Lilith and Naamah
Demons: Mortal and Immortal
The Threat to Adam and Eve from Lilith
Samael
Not to Mention the Name ‘Samael’
Samael and Demons
Samael Is the Evil Inclination (Yetzer Hara)
Samael and the Halls of Impurity
Samael and the Public Domain
God’s Vengeance on Samael
Samael and the Tree
Samael and the Sabbath
Satan
Satan as God’s Test for Man
The Serpent
The Battle with Evil Inclination
Messiah
Sufferings and Wars in the Age of the Messiah
Secrets of the Torah Revealed in the Messianic Age
The Messiah and the Freeing of Trapped Sparks
The Messiah Is above Time
The Delay in the Coming of the Messiah
Redemption in the Messianic Age
The Messianic Age and the Third Temple
The Messiah Loves the Wicked
Individual and General Redemption in the Messianic Age
The Letter of the Besht and the Messiah
The Besht’s Letter and Redemption
Messianic Revelation of God Who Hides in the World
Resurrection
The Body at the Resurrection
World to Come
Death and the Family in the World to Come
The World to Come and the Sabbath
Prayer for Peace
Glossary and Select Biographies
Bibliography
Index
There is a Mishnaic teaching, ascribed to a second-century Palestinian sage Simeon ben Zoma: ‘Who is truly wise? He who continues to learn from every person’ (Avot 4:1). This is somewhat problematic since, as Rabbi Chaim Vital points out, what we have here is surely the definition of an able student, not of a truly wise person. Vital resolves this by explaining that all Israelites have a letter of the Bible which is their personal dimension of divine revelation. In order to understand what God is saying in Holy Scripture a complete picture is needed, and this can be done by assimilating other people’s insights and combining them with one’s own.
The implication of all this is that wisdom is an ongoing process not a state, a journey rather than a destination. We can perhaps extend Vital’s explanation to include everyone in this teaching, in line with the universal scope of the original Mishnaic statement about learning from ‘every person’.
I am grateful for what I have gained from my own spiritual guides and academic teachers and from my colleagues, clerical and lay, Jews and Gentiles. I am particularly grateful to Lindeth Vasey, my Penguin Books copy-editor, who by raising objections and queries helped me to clarify things I thought I knew.
More than from my teachers and from my colleagues I have learnt from those I sought to teach. This is true of my students particularly at the University of Manchester and of my congregants, the men, women and children of the Yeshurun Synagogue, Gatley. For the past twenty-six years the Gatley Yeshurunites, through their response and criticism, and through sharing their religious insights with me, taught me while I sought to teach them. It is to the Yeshurun community that I dedicate this work.
‘Kabbalah’, also known as ‘the Secret Wisdom’, is a term loosely used by Jews to refer to the various traditions of Jewish mysticism down the ages. It is more specifically associated with the mysticism of the Zohar in medieval Spain. ‘Kabbalah’ may be spelt ‘Qabbalah’ or ‘Cabbalah’ - a Hebrew word which means ‘that which has been received’; it has the implication of someone receiving their mystical teaching directly from an enlightened master. Most Jewish mystics seem to have had such masters from the living and the dead. A popular teacher of Kabbalah of the latter kind was the prophet Elijah, who was taken up alive into heaven (2 Kings 2:11) and serves as God’s messenger to mankind in each age. It is believed that secret teachings are brought to earth by Elijah, who appears in various guises to human beings.
Were Kabbalah merely the passing on of mystical teachings from master to disciple one would expect little change, over time, in the nature of Kabbalistic ideas. The opposite is actually the case, and alongside evolutionary developments in its ideas there have been revolutions in Kabbalistic thought. These were supported by the claim that they originated either with heavenly masters, or with hidden earthly ones, or with newly discovered ancient texts, unknown to previous Kabbalists. One influential modern Kabbalist, Rabbi Yehudah Leb Halevi Ashlag (1886-1955) says about his own master:
My holy master… was well known throughout the city as a trustworthy merchant. Nobody, however, has recognized his achievements in the wisdom of the Kabbalah until this day, nor was I given permission to reveal his name. (From a letter quoted by his son in a preface to Ashlag’s Sulam commentary on the Zohar)
Because these claims could not easily be authenticated considerable freedom was provided to Jewish mystics to develop new insights. No doubt they genuinely believed that their original innovations were really ‘old-new’ teachings, and the true meaning of what was previously taught.
Change and novelty are accommodated by Kabbalists on the assumption that new breakthroughs in Kabbalah depend on the receptivity of those able to accept such mystical teachings. The teachings are ancient but they can only be received when people are ready. Rabbi Ashlag in the introduction to the Sulam, his Lurianic commentary on the Zohar, explains why the Zohar was unknown to earlier generations before the late thirteenth century, why the Lurianic exposition of the Zohar was unknown before the sixteenth century and why a correct interpretation of Lurianic teaching was unknown before the twentieth century. His answer is couched in terms of the need for the completion of the vessels that would convey the divine light and the subsequent revelation of this light to generations that would be able to absorb it.
Followers of Kabbalah view the teachings of the mystical path as the true inner meaning of the Jewish religion itself, handed down as an esoteric tradition. Its authority comes not merely from the charisma of a particular Kabbalistic mystic, but also from the great sages of the past, whose ideals and insights inspired him.
While academic scholars take an historical interest in Kabbalistic texts, seeking to discover when they were written, who their authors were and what influences shaped their particular teachings, Kabbalists are not really interested in all this. They simply accept the different elements within Kabbalah as either genuine ancient teachings, or as later, authentic interpretations of such teachings. If a mystical work is recognized as an authoritative work of spiritual insight, as the Zohar is, then whether it was an eyewitness account of the proceedings of a group of mystics in a particular era, or was written by mystics more than a thousand years later, its mystical authority is not in doubt.
It is unknown when Jewish mystical traditions began. Although the Bible is full of communications between God and man – revelation and prophecy, visions and heavenly journeys – there seem to be essential differences between mysticism and prophecy. Prophets are called by God while mystics undertake techniques to come into contact with the divine, or to understand the mysteries of the divine world.
The fact is, however, that we do not know a great deal about certain aspects of biblical religion, except what is explicit in the texts themselves. So it is possible that elements of later Jewish mysticism do indeed have their roots in the Hebrew Bible. For example, the Bible tells of groups of prophets who engaged in ecstatic prophesying, but we know little about this ecstasy, or about techniques for bringing it about, apart perhaps from the use of music. The prophet Samuel, having anointed Saul as King of Israel, says to him:
When you come there to the city, you will meet a band of prophets coming down from the hill-top shrine being led by a lute, a tambourine, a pipe and a lyre; and they will be prophesying [ecstatically]. And the spirit of the Lord will inspire you, and you will prophesy [ecstatically] with them, and be turned into another man. (1 Samuel 10:5–6)
Kabbalists invariably read texts from the past as if they contained their own ideas and practices, so for them the Bible is alive with the mystical insights of later generations. They justify this anachronistic attitude by claiming that what is hidden behind a text is an essential part of its meaning. Since mystical teachings are transmitted orally, texts need deciphering in the light of any accompanying oral traditions.
The earliest Jewish mystics of whom we have any written records are called Merkabah (‘Chariot’) mystics. The origin of the name is not known, but it is associated with the heavenly vision of the prophet Ezekiel (Ezekiel 1). Merkabah mystics are described as those who ‘descend in the chariot’ (yordei merkabah), and this form of mysticism is known as Maaseh Merkabah.
These Merkabah mystics flourished in the first few centuries of the Common Era (CE) in Palestine and Babylonia, and developed exercises and meditations to enable the mystic to ascend (or ‘descend’), on his spiritual journey, through a series of halls and heavens that separate man from God. Such exercises were strenuous and not meant for ordinary people. At the end of their journey Merkabah mystics were granted a vision of God ‘sitting on His throne in heaven’, and when they returned to normal consciousness, they brought back the gift of magical and miraculous powers.
The Merkabah mystics seemed to believe that God could not be found in the here and now of the mundane world, but primarily in heaven. Perhaps God had abandoned the world, and withdrawn to heaven, following the trauma of the destruction of the Jerusalem Temple in 70 CE. Their image of God was of a holy, transcendent Being. It was therefore necessary to leave the mundane world behind, in order to rise to a higher spiritual level and find God.
Some of the ideas of the Merkabah mystics have survived in a series of texts, known as Heikhalot texts, which describe the way through the heavenly halls, the meditative techniques undertaken by the mystics and the effects of this journey on the mystic.
One of the works of the period of the Merkabah mystics is the Sefer Yetzirah, the ‘Book of Formation’, which is the earliest Hebrew work that outlines the way the world has been created by God. This short work belongs to the tradition of Creation Mysticism (Maaseh Bereshit), which was more interested in the mystical nature of the world and of God than the manuals of the Merkabah mystics.
The Sefer Yetzirah outlines the thirty-two mysterious paths of wisdom out of which the world is constituted. These are made up from the Ten Sefirot and the twenty-two letters of the Hebrew alphabet; the latter are the foundations of all creation, constituting reality. The Sefer Yetzirah became a handbook for ‘white’ magic in the Talmudic∗ period. Use was made of the combination of letters, referred to in it as the heart of the creative process, for magical transformation of things. It was even used in the creation of a golem, or artificial man.
The Sefer Yetzirah was composed during the second or third centuries CE, in the same circles that produced Merkabah literature. The work is very ambiguous and has provoked much commentary. Some Kabbalists ascribed it to the biblical Patriarch Abraham, while others maintained it was written by the second-century Palestinian sage Rabbi Akiva, based on traditions going back to Abraham.
Rabbinic literature mentions the Sefer Yetzirah and also has a series of accounts of the experiences of Merkabah mystics. Particularly significant is the warning in the Mishnah, the first official text of Rabbinic Judaism, not to expound Creation Mysticism to two students at the same time, and not to expound Merkabah Mysticism even to one student on his own, unless he is wise enough to understand things by himself (Mishnah Chagigah 2:1).
In the post-Talmudic period there is little information about the development of Jewish mysticism. One short work, however, points ahead to major developments of Kabbalah in the Middle Ages. This was Sefer Ha-Bahir, from the eleventh or twelfth centuries in its current form, the original of which Kabbalistic tradition ascribed to a first-century Palestinian sage Rabbi Nechunya ben Hakanah. It was first printed in Amsterdam in 1651.
Kabbalists explained that all of the Rabbinic writings are really based on the secrets of the Torah. However, these secrets are hidden within the text and are not apparent to those who study them. Nechunya ben Hakanah was the first to compose a Rabbinic work where the secrets were explicit. The attitude of the Bahir is that if one removes oneself from this-worldly things and contemplates mystical teaching, it is as if one were praying all day.
The Bahir expands the doctrine of the Sefirot and their role in the creation of the world, using a variety of expressions for them. It interprets biblical verses in mystical terms, and explains how rituals have cosmic significance, affecting the divine realm. The Bahir also refers to the use of holy names in magical practices. It is the first Jewish mystical text to promote the doctrine of transmigration of souls, which it uses as an explanation of why righteous people seem to suffer in this world and wicked people seem to prosper: the former have sinned in a past life, while the latter have merits from a previous incarnation.
The Merkabah texts, the Sefer Yetzirah and the Sefer Ha-Bahir all had considerable influence on the German Pietist Movement (Chasidei Ashkenaz) of the twelfth and thirteenth centuries. This was an ethical and mystical movement which left its mark on the beliefs, rituals and liturgy of Ashkenazi Jewry. The main development of Kabbalah, however, took place in Spain.
In the centuries following the flourishing of Merkabah mysticism and the Sefer Ha-Bahir, there were various new responses to the mystical search for God. The most influential sought an understanding of the different ways in which the divine is present, albeit in a hidden way, within the world itself, and devised new methods of bridging the human–divine gap.
Attempts were made to crack the codes underlying the seemingly profane world and to read the Bible text in a new way. The Spanish mystics wished to understand how the Jewish religion itself and its practices were means for seeking out the immanent, but hidden God. This type of mysticism, a theosophical reflection on the nature of the divine and on the secret meaning of Judaism, is characteristic of the Zohar, the main text of Kabbalah. The Sefer HaZohar (‘Book of Splendour’) and works of a similar nature, such as the Tikkunei Zohar, were produced in Spain in the late thirteenth century by a fellowship of mystics associated with Moses de Leon (1240–1305).
Although the transcendence of God is emphasized in the idea that the Infinite Godhead (Ein Sof) is completely unknowable, the world also partakes of the divine because it is structured out of divine emanation, through the Ten Sefirot. The Sefirot may be understood as different vessels which give shape to the divine light, the flow of divine energy, which produced and sustains the world. They were even seen as aspects of God Himself, viewed from a human perspective.
Zoharic literature conveys a sense of God’s omnipresence and immanence. This is close to pantheism, the belief that everything is God, and has been called ‘pan-en-theism’: ‘everything is in God’. For some of the Zoharic mystics everything is a reflection of the upper worlds. As in the Sefer Yetzirah, man himself is a microcosm, the divinely structured universe in miniature. God is hidden everywhere in the mundane world and the whole universe partakes of the divine.
Kabbalah, implicit in the Sefer Ha-Bahir, really only becomes a fully developed mystical system with the Zohar, which is a text like no other that preceded it. Zoharic literature brought together many of the themes of Jewish mysticism up to the end of the thirteenth century.
The main body of the Zohar, whose form is a meandering Aramaic commentary on the Pentateuch and certain other biblical books, was ‘published’ by Moses de Leon, who sent copies of the text to his colleagues. He told them that he was copying an ancient manuscript, which had been composed in the second century CE, about the exploits and teachings of the Palestinian sage Rabbi Simeon bar Yochai. We do not know whether his colleagues actually believed that de Leon had such an ancient manuscript, or whether they accepted that he had simply composed a powerful, and in many ways unique, mystical text himself and had chosen second-century Palestine as a setting for his writing.
Modern scholars believe that Moses de Leon was the actual author of the Zohar, and that he and members of his mystical fellowship composed the other sections that comprise Zoharic literature. This view is based on a careful study of the language, mostly a literary Aramaic which may never have actually been spoken, of the setting which reflects thirteenth-century Spain rather than second-century Palestine, and of some of the ideas which seem to be the culmination of mystical writings up to de Leon’s time. We also have an account from a younger contemporary of de Leon’s, Isaac of Acre, who heard of an attempt to obtain the original manuscript from his widow shortly after his death. She denied its existence and claimed that her husband had written it himself.
Kabbalists utterly reject this scholarly estimate of the work. The power and authenticity of the Zohar convinces them that it must have come from someone of the status of Simeon bar Yochai, a great sage who is said to have spent thirteen years hiding in a cave with his son and being instructed by Elijah the prophet.
Rabbi Ashlag, in his introduction to the Sulam, says that if the Zohar’s author were shown to be Moses de Leon he would have to value this Kabbalist more than any of the great sages of the Mishnaic period, including bar Yochai himself. In fact Ashlag could not accept its ascription to de Leon, since the wisdom of the Zohar indicates that it could be by one of the prophets, or even by Moses. For Ashlag the Zohar was at least composed by someone of the status of the Mishnaic sage Simeon bar Yochai. Of course, given the Kabbalistic belief in the transmigration of souls, these conflicting views can be reconciled if de Leon was a reincarnation of some aspect of the soul of bar Yochai. Ultimately, however, bar Yochai himself was merely a conduit for secret teachings which were part of the divine revelation to the ancients.
Once the Zohar spread to wider circles it became the point of reference for all further mystical development. Its mythological language is highly anthropomorphic, and much richer in images and symbols than anything preceding it. It firmly established the doctrine of the Ten Sefirot, using a variety of terms for them, as the accepted way for mystics to conceive of God. The Zohar spread the belief in reincarnation (gilgul), and affirmed the masculine and feminine dimension of all things, including God Himself. It also emphasized the reality of evil, and put the idea of a world literally emanating from God at the heart of Kabbalah.
The dominance of the Zohar, with its emphasis on divine immanence, lasted for several centuries. It was eventually superseded by Lurianic Kabbalah, which set a new agenda from the late sixteenth century onwards. After a struggle to be accepted as the authentic voice of Jewish mysticism, it eclipsed the Zohar and influenced all subsequent Jewish mystical enterprises.
Unlike the Zohar which was the product of a fellowship of mystics, Lurianic Kabbalah originated with one man, Isaac Luria Ashkenazi (1534–72). He only taught his version of Kabbalah during the last two years of his life after he arrived in Safed, in the Galilee region of Palestine. Safed was a centre of Kabbalah, and was populated by a group of mystics of Iberian origin whose parents had been exiled from Spain and Portugal at the end of the fifteenth century.
Before arriving there Luria had spent seven years meditating on an island in the Nile in Egypt, where he studied the Zohar and developed his new interpretation of Kabbalah. It is not clear who his human teachers were, but legends tell of how he came into possession of unknown manuscript texts of Kabbalah. They also say that Elijah appeared to him, that the Holy Spirit rested upon him and that he ascended to the heavenly academy to learn from the souls of departed sages and mystics. Later generations believed that Luria’s soul was indeed a reincarnation of the soul of Simeon bar Yochai, the spiritual hero of the Zohar.
After arriving in Safed, Luria gathered around himself a group of gifted disciples, whom he instructed orally, teaching them his original Kabbalistic views. His custom was to go out into the fields with his followers on a Friday afternoon, dressed in white, to welcome the Sabbath bride identified with the Divine Presence (Shekhinah), the feminine aspect of God, and to chant Kabbalistic hymns.
He also led his disciples in new practices of an ascetic nature, some of which were messianically inspired. Luria’s Kabbalah was originally meant for an elite group of mystics, but after his death his teachings began to spread rapidly.
Chaim Vital, Luria’s main disciple, only studied with him for a short time, yet he wrote extensively about his teachings. Kabbalists explain that Luria gave Vital magical water from the well of the prophetess Miriam to drink, and this attuned Vital’s soul to absorb Luria’s teaching. Other disciples made their own notes of Luria’s teachings which they published in versions differing from that of Vital. When Luria was asked why he did not write down any of his own Kabbalistic ideas himself, he replied that he was simply unable to do so because as soon as he began to expound them the ‘fountains of wisdom’ opened up and overflowed.
According to some legends the Rabbinic authorities tried to prevent Luria from teaching Kabbalah publicly, until Elijah appeared to them and persuaded them not to object. Once when Luria was asleep a disciple saw his lips moving, so he bent over him to try to hear what he was saying. Luria awoke and explained that he had been waiting several years for that teaching from heaven, which he had been reciting in a trance state, and it had now been interrupted and lost.
Lurianic Kabbalah introduced and enhanced a series of new Kabbalistic ideas. At its core was the idea of the self-contraction (tzimtzum) of the Infinite Godhead (Ein Sof), who had withdrawn so as to leave a vacant dimension into which the world could be created.
During the creative process, which took place in this vacant dimension, the vessels holding the divine light broke (shevirat ha-kelim), and some holy Sparks (Nitzotzot) of the divine became entrapped in the broken Shells (Kelippot) of the vessels originally meant to hold them.
This fractured world needs rectification (tikkun), and it is man’s task to free (berur) the holy Sparks from their entrapment in the broken Shells. This can only be done by means of Kabbalistically inspired Jewish religious activity. The culmination of all these acts of rectification will be the advent of Messianic redemption.
The Zohar had taken evil very seriously, not attempting to explain it away as the mere absence of good. Evil exists as a whole structure, mythologically depicted under the sway of Samael, the Prince of Demons, and his consort Lilith. This problem of how evil can come to exist in a world created by a good God was variously dealt with in Lurianic Kabbalah. One response was that evil is a by-product of the creative process, of the self-limitation of God. It is the dross which inevitably emerges from the refining process, and without it no finite world could come into being. A more radical thesis exists in some Lurianic works where evil represents actual forces within God that are resistant to the creative process and had to be jettisoned so that a world could come into being. This means there is an ongoing confrontation between evil and the dimension of the holy in the mundane world.
Ultimate redemption can only come about when the Jew performs rituals with the correct mystical mindset. This removes the Sparks of holiness from their exile among the Shells. Once this process is complete the Shells are bereft of power, since they have no life of their own, and the Messianic Age will dawn. There is an aspect of exile in God Himself, in His self-contraction and withdrawal, and also in the entrapment of the Sparks of the divine light within the evil dimension of the Shells of the broken vessels. This emphasis on exile spoke to a ready audience of those who were living in the shadow of exile, after the expulsions from the Iberian peninsula.
Lurianic Kabbalah embraced the immanence of God, whose light fills all worlds, yet it gave a new importance to the transcendence of God whose essence surrounds all worlds, having withdrawn in the cosmic act of tzimtzum.
The approach of Lurianic Kabbalah to the role which individuals play in bringing about the era of the Messiah led to a crisis in the seventeenth century in the form of a Messianic movement which grew up around a young Kabbalist Shabbetai Tzvi (1626–76), who lived in the Ottoman Empire. Shabbetai was proclaimed the Messiah, and the news spread throughout the Jewish world. Many of his supporters were eminent Kabbalists and scholars, yet this mystically inspired Messianism also led to an upsurge in popular enthusiasm. Ordinary folk began to see visions, to prophesy and to speak in tongues. The opposition to Shabbetai increased greatly when he was forcibly converted to Islam in 1666, although believers in him interpreted this as an aspect of the process of tikkun, redeeming the holy Sparks trapped within Islam.
Freedom from the constraints of Jewish law (halakhah) was characteristic of many of the surviving Shabbatean groups. These were led by charismatic Kabbalists, some of whom claimed to be Messianic figures or even divine incarnations. They were severely condemned by the Rabbinic establishment, who tried to limit the unbridled use of Kabbalah and of Messianism. The Shabbatean Movement brought home to its critics the dangers inherent in Kabbalah, which set up its own basis of authority in the inspiration which individuals claimed came directly from a heavenly source.
The post-Shabbatean period was one of chaos for followers of Kabbalah, since many were suspected of Shabbatean sympathies. This was the fate of the Chasidic Movement, founded by Israel ben Eliezer Baal Shem Tov (1700-60), known by an acronym of his title as ‘the Besht’. His teachings were developed and spread by his followers among the Jews of the Ukraine, Poland and White Russia. Although we know more about the Chasidic Movement than about any of the mystical movements in Judaism that preceded it, detailed knowledge of the life and times of the Besht are surrounded by the legends that his followers told about him long after his death.
Like Luria the Besht wrote little and yet was able to inspire a generation of disciples who interpreted his teachings in a variety of different ways. He based his teachings on the Zohar and the Lurianic corpus, but legend tells that he too had access to handwritten anonymous Kabbalistic texts. His earthly teachers in Kabbalah are unknown but he was instructed from the other world by the biblical prophet Ahijah the Shilonite, who himself was the teacher of Elijah according to the Rabbinic view.
The Besht and his disciples used all the rich imagery of the Zohar and the Lurianic tradition, but rejected the extreme asceticism associated with Luria’s teaching. Their emphasis was on the immanence of God, hiding within the world. At the core was the idea that if God is indeed everywhere, then He can always be found, and there is nowhere that man can hide from Him, no area which is ultimately profane rather than holy. Man’s devotion to God, known as cleaving to God (devekut), takes place not only in following religious precepts but in all walks of life. The highest point of this devotion involves the act of unifying God, bringing together the lower and upper world, and fostering unity of the masculine and feminine elements within the divine and human worlds.
Much of Chasidic teaching was oral, delivered by Chasidic masters at gatherings of disciples and edited afterwards by devoted followers. It thus often takes the form of extended sermons. Some of the literature was penned by Chasidic scholars interweaving Kabbalistic and halakhic themes. The wider Chasidic community told stories about their wonder-working rabbis (known as ‘Rebbes’), which were collected in hagiographical anthologies. It was through these stories, and the messages they contained, that Chasidic teaching was conveyed to the masses.
In its origins Chasidism was something of a rebel movement, and its adherents were ostracized by other East European Jews, Kabbalists and non-Kabbalists alike. It was criticized by the religious establishment, and suspected of being a renewal of Shabbateanism. This was because there were similarities between the two groups, particularly in the Chasidic belief in great-souled men, the Chasidic Rebbe or Tzaddik, who act as intermediaries between man and God.
Chasidic emphasis on the immanence of God clashed with the rigid structures of Jewish religion, where there is a clear separation between the holy and the profane. In the pre-Chasidic period Lurianic Kabbalah, particularly its Messianism, had sometimes led mystics away from the norms of Rabbinic Judaism. There was a danger that serving God through everyday activities would have the same effects, since Chasidism promoted serving God in joy, through pipe smoking, alcohol, dancing and singing. Its masters replied that since God could be found everywhere, therefore He could be served in every way. The saying found in the Tikkunei Zohar, ‘There is no place empty of Him’ (Tikkun 70:122b), was widely quoted in Chasidic writings. God may have withdrawn from the world in the act of tzimtzum, but that withdrawal was not God’s absence, rather it was God hiding within the world. The very thoughts of man partake of the divine, so for the early Chasidic masters strange thoughts of lust and covetousness could be raised back to God. Wherever one is there God is, and one can attach oneself to Him. The light of the Infinite Godhead shines even in the darkest abyss, and the life force of God is to be found in the Shells themselves.
For the Zohar, Lurianic Kabbalah and Chasidism a balance had to be maintained between the experience of divine transcendence and of the immanence of God. Although the belief that true service of God cannot be limited by laws is found among some Chasidic thinkers, the movement maintained a respectful attitude to the halakhah. It eventually became a central part of the Orthodox establishment, and helped preserve both traditional Judaism and the continuity of Jewish mysticism in the age of Enlightenment rationalism.
In the eighteenth and nineteenth centuries, when the Jewish Enlightenment swept through Jewish communities in Central Europe, many Jews reinterpreted their Judaism in a non-mystical way. This was particularly true of Reformers, but even some Orthodox thinkers, who sought to recreate Judaism in a modern image, avoided any reference to Kabbalah. They regarded it as a cumbersome dimension of the religion, too close to superstition, and referred to it as ‘magical mechanism’ (Samson Raphael Hirsch, ‘The Nineteen Letters on Judaism’, Eighteenth Letter, p. 122).
The situation began to change in the latter part of the twentieth century when, partly through the enthusiastic work of the Jewish philosopher Martin Buber (1878–1965), people rediscovered the romance of the Chasidic outlook. The academic rediscovery of Kabbalah also took place around this time after Gershom Scholem (1897–1982), a professor at the Hebrew University in Jerusalem, expounded the message of the Zohar and of Lurianic Kabbalah in a scholarly context, not only making Kabbalah academically respectable, but making it intellectually comprehensible to the non-mystic.
Today Jewish mysticism has begun to find its rightful place in the hearts and minds of many Jews and Gentiles. Contemporary interest is in line with the New Age recognition of the limits of rationality, and disenchantment with traditional religions. There has also been a renewed interest in the occult which has led to a positive evaluation of Kabbalah. Its universal elements have been found attractive by Jews and non-Jews, and it is currently studied and esteemed even outside of the framework of Jewish religion.
Kabbalah has also attracted the interest of women who, paradoxically given the emphasis on the feminine side of God in Kabbalah, made little contribution to the Jewish mystical tradition in the past. Among the few records we have of female mystics are those of women speaking in tongues, prophesying ecstatically and even leading sectarian groups during the Shabbatean Movement and its aftermath. The position of women as wives and mothers, in a patriarchal society, partly explains their absence from any roles as Kabbalists. They were not encouraged to engage in the profound study of Judaism, let alone Kabbalah, and male Kabbalists were not able to maintain close contact with them as students.
There are few accounts of exceptional women engaging in Kabbalistic studies. One consists of legends about a female Chasidic leader Hannah Rachel Werbemacher (1805–92), who was known as the Maid of Ludmir. She claimed that she was granted a new and higher soul, and taught her followers in the Ukraine from behind a modest barrier separating her from her male disciples. When she was persuaded that she should marry, it seems her public teaching role ended. Unfortunately none of her Kabbalistic teachings has survived.
Traditional Kabbalists, who are generally very conservative, regard modern interest in Kabbalah with suspicion. The classical texts focus on the almost exclusive role of Israel in the redemptive process, and any universal elements are set in a highly exclusive framework. Involvement with Kabbalah was considered dangerous in the past, and it is not considered a subject for Jewish, or non-Jewish, dilettantes, or for women, today. In the Middle Ages the study of Kabbalah was discouraged till a man reached the age of forty, which in Jewish terms is the age of understanding. It was also not supposed to be taught to someone who was not yet married, and to those who had not ‘filled their stomach with the bread and wine’ of Jewish religious teaching (Shulchan Arukh YD 246:5). Despite these caveats some Chasidic and non-Chasidic groups today do believe in the active promotion of Kabbalistic teaching to everyone. One branch of the followers of Rabbi Ashlag, calling itself ‘The Kabbalah Centre’ and led by Rabbi Philip Berg, has set up Kabbalah Centres throughout the world, for Jews and Gentiles alike, attracting famous people. Berg, however, has not won the support of more traditional followers of Ashlag or of the religious establishment. The teachings of his ‘Kabbalah Centre’ have been condemned as more cult than Kabbalah.
The Chabad/Lubavitch Chasidic subgroup teaches its version of Kabbalah to young and old. This practice has been somewhat controversial but has been eclipsed by condemnation of Chabad for its recent Messianism. Some Chabad adherents believe that their previous Rebbe, Menachem Mendel Schneersohn (1902– 94), will come back from the dead as the Messiah. A minority of them even believe that the Rebbe never really died but went into hiding, or that he was an incarnation, in purely Kabbalistic terms, of aspects of the divine. These claims have been criticized as negating Jewish teaching.