Table of Contents
Title Page
Copyright Page
Dedication
Series Preface
Acknowledgments
One - OVERVIEW
RATIONALES UNDERLYING NEPSY AND NEPSY-II
NEPSY DEVELOPMENT
NEPSY-II REVISION: GOALS AND DEVELOPMENT
NEPSY-II SUBTEST DESCRIPTIONS ORGANIZED BY DOMAIN
COMPREHENSIVE REFERENCES
CONCLUDING REMARKS
Two - HOW TO ADMINISTER NEPSY-II
APPROPRIATE TESTING CONDITIONS
TYPES OF ASSESSMENTS
ASSESSING CHILDREN WITH SPECIAL NEEDS
OTHER ADMINISTRATION CONSIDERATIONS
SUBTEST-BY-SUBTEST RULES OF ADMINISTRATION
Three - HOW TO SCORE THE NEPSY-II
COMPUTER SCORING
PREPARATORY TO SCORING
ORDER OF SCORING
STEP-BY-STEP SCORING
TESTS WITH COMPLEX RECORDING AND/OR SCORING
QUICK-SCORING : DESIGN COPY GENERAL (DCG)
DESIGN COPYING PROCESS (DCP) SCORING
MEMORY FOR DESIGNS AND MEMORY FOR DESIGNS DELAYED (MD/ MDD) SUBTESTS
OVERVIEW OF SUBTEST SCORES
SUMMARIZING NEPSY-II SCORES
CONCLUDING REMARKS
Four - HOW TO INTERPRET THE NEPSY-II
GOALS OF INTERPRETATION AND IMPLEMENTATION OF GOALS
LOCALIZING BRAIN DYSFUNCTION IS NOT A GOAL FOR INTERPRETATION
STEP-BY-STEP INTERPRETATION OF NEPSY-II PERFORMANCE
Five - STRENGTHS AND WEAKNESSES OF NEPSY-II
INTRODUCTION
TEST DEVELOPMENT
STANDARDIZATION
PSYCHOMETRIC PROPERTIES
ADMINISTRATION AND SCORING
INTERPRETATION
OVERVIEW OF STRENGTHS AND WEAKNESSES
Six - CLINICAL APPLICATIONS OF THE NEPSY-II
APPLICATIONS OF NEPSY-II DERIVED FROM STUDIES OF DISORDERS
THE NEPSY-II REFERRAL BATTERIES
DEVELOPMENTAL DISORDERS AND NEPSY-II
APPLICATION OF THE NEPSY-II IN DIAGNOSING ADHD
APPLICATION OF THE NEPSY-II IN CHILDREN WITH EMOTIONAL DISTURBANCE
APPLICATION OF THE NEPSY-II IN DIAGNOSING LANGUAGE DISORDERS
APPLICATION OF THE NEPSY-II IN DIAGNOSING AUTISTIC SPECTRUM DISORDERS
APPLICATION OF THE NEPSY-II IN ASSESSING TRAUMATIC BRAIN INJURY
APPLICATION OF THE NEPSY-II IN ASSESSING CHILDREN WITH HEARING IMPAIRMENT
EVIDENCE OF RELIABILITY IN NEPSY-II
CONVENTIONS FOR REPORTING RESULTS
RELIABILITY PROCEDURES IN NEPSY-II
CONCLUDING REMARKS
Seven - ILLUSTRATIVE CASE REPORTS
CASE STUDY#1: GENERAL REFERRAL BATTERY
CLINICAL IMPRESSIONS AND SUMMARY
PRELIMINARY DIAGNOSIS
RECOMMENDATIONS
CASE STUDY 2: REFERRAL BATTERY: LEARNING DIFFERENCES-MATHEMATICS
CASE STUDY # 3 - A SOCIAL/INTERPERSONAL REFERRAL BATTERY USED IN FOLLOW-UP ...
Appendix: NEPSY-II Data Worksheet
References
Annotated Bibliography
About the Authors
Index
Essentials of Psychological Assessment Series
Series Editors, Alan S. Kaufman and Nadeen L. Kaufman
Essentials of 16 PF ® Assessment
by Heather E.-P. Cattell and James M. Schuerger
Essentials of Assessment Report Writing
by Elizabeth O. Lichtenberger, Nancy Mather, Nadeen
L. Kaufman, and Alan S. Kaufman
Essentials of Assessment with Brief Intelligence Tests
by Susan R. Homack and Cecil R. Reynolds
Essentials of Bayley Scales of Infant Development-II Assessment
by Maureen M. Black and Kathleen Matula
Essentials of Behavioral Assessment
by Michael C. Ramsay, Cecil R. Reynolds, and
R. W. Kamphaus
Essentials of Career Interest Assessment
by Jeffrey P. Prince and Lisa J. Heiser
Essentials of CAS Assessment
by Jack A. Naglieri
Essentials of Cognitive Assessment with KAIT and Other
Kaufman Measures
by Elizabeth O. Lichtenberger, Debra Broadbooks,
and Alan S. Kaufman
Essentials of Conners Behavior Assessments™
by Elizabeth P. Sparrow
Essentials of Creativity Assessment
by James C. Kaufman, Jonathan A. Plucker, and John Baer
Essentials of Cross-Battery Assessment, Second Edition
by Dawn P. Flanagan, Samuel O. Ortiz, and Vincent
C. Alfonso
Essentials of DAS-II ® Assessment
by Ron Dumont, John O. Willis, and Colin D. Elliot
Essentials of Evidence-Based Academic Interventions
by Barbara J. Wendling and Nancy Mather
Essentials of Forensic Psychological Assessment, Second
Edition
by Marc J. Ackerman
Essentials of Individual Achievement Assessment
by Douglas K. Smith
Essentials of KABC-II Assessment
by Alan S. Kaufman, Elizabeth O. Lichtenberger,
Elaine Fletcher-Janzen, and Nadeen L. Kaufman
Essentials of Millon™ Inventories Assessment, Third Edition
by Stephen Strack
Essentials of MMPI-A™ Assessment
by Robert P. Archer and Radhika Krishnamurthy
Essentials of MMPI-2 ™ Assessment
by David S. Nichols
Essentials of Myers-Briggs Type Indicator ® Assessment,
Second Edition
by Naomi Quenk
Essentials of NEPSY ® -II Assessment
by Sally L. Kemp and Marit Korkman
Essentials of Neuropsychological Assessment, Second Edition
by Nancy Hebben and William Milberg
Essentials of Nonverbal Assessment
by Steve McCallum, Bruce Bracken, and John Wasserman
Essentials of PAI ® Assessment
by Leslie C. Morey
Essentials of Processing Assessment
by Milton J. Dehn
Essentials of Response to Intervention
by Amanda M. VanDerHeyden and Matthew K. Burns
Essentials of Rorschach ® Assessment
by Tara Rose, Nancy Kaser-Boyd, and Michael
P. Maloney
Essentials of School Neuropsychological Assessment
by Daniel C. Miller
Essentials of Stanford-Binet Intelligence Scales (SB5) Assessment
by Gale H. Roid and R. Andrew Barram
Essentials of TAT and Other Storytelling Assessments, Second
Edition
by Hedwig Teglasi
Essentials of Temperament Assessment
by Diana Joyce
Essentials of WAIS ®-IV Assessment
by Elizabeth O. Lichtenberger and Alan S. Kaufman
Essentials of WISC-III ® and WPPSI-R ® Assessment
by Alan S. Kaufman and Elizabeth O. Lichtenberger
Essentials of WISC ®-IV Assessment, Second Edition
by Dawn P. Flanagan and Alan S. Kaufman
Essentials of WJ III ™ Cognitive Abilities Assessment
by Fredrick A. Schrank, Dawn P. Flanagan, Richard W.
Woodcock, and Jennifer T. Mascolo
Essentials of WJ III ™ Tests of Achievement Assessment
by Nancy Mather, Barbara J. Wendling, and Richard W.
Woodcock
Essentials of WMS®-III Assessment
by Elizabeth O. Lichtenberger, Alan S. Kaufman, and
Zona C. Lai
Essentials of WNV ™ Assessment
by Kimberly A. Brunnert, Jack A. Naglieri, and Steven
T. Hardy-Braz
Essentials of WPPSI ™ -III Assessment
by Elizabeth O. Lichtenberger and Alan S. Kaufman
Essentials of WRAML2 and TOMAL-2 Assessment
by Wayne Adams and Cecil R. Reynolds
This volume is dedicated to all children who struggle with neurological, developmental, and learning disorders, and to the parents and professionals who give them constant support; also to Ursula Kirk, our co-author on NEPSY and NEPSY-II, and to Edith Kaplan, a pioneer in neuropsychology, both of whom passed away in 2009 and whose wisdom will influence neuropsychology for years to come.
Series Preface
In the Essentials of Psychological Assessment series, we have attempted to provide the reader with books that will deliver key practical information in the most efficient and accessible style. The series features instruments in a variety of domains, such as cognition, personality, education, and neuropsychology. For the experienced clinician, books in the series will offer a concise yet thorough way to master utilization of the continuously evolving supply of new and revised instruments, as well as a convenient method for keeping up to date on the tried-and-true measures. The novice will find here a prioritized assembly of all the information and techniques that must be at one’s fingertips to begin the complicated process of individual psychological diagnosis.
Wherever feasible, visual shortcuts to highlight key points are utilized alongside systematic, step-by-step guidelines. Chapters are focused and succinct. Topics are targeted for an easy understanding of the essentials of administration, scoring, interpretation, and clinical application. Theory and research are continually woven into the fabric of each book, but always to enhance clinical inference, never to sidetrack or overwhelm. We have long been advocates of “intelligent” testing—the notion that a profile of test scores is meaningless unless it is brought to life by the clinical observations and astute detective work of knowledgeable examiners. Test profiles must be used to make a difference in the child’s or adult’s life, or why bother to test? We want this series to help our readers become the best intelligent testers they can be.
This volume addresses the administration, scoring, and interpretation of the NEPSY-II (Korkman, Kirk, & Kemp, 2007), which is the revision of the NEPSY, Developmental Neuropsychological Assessment (Korkman, Kirk, & Kemp, 1998). The book introduces the NEPSY-II to individuals who have never used the NEPSY and also targets veteran NEPSY clinicians who are transitioning to the new instrument. For this reason, the book approaches NEPSY-II at a basic level, walking the reader through the process of preparation, tips on administration, modifications for certain populations, scoring, and providing detailed help in interpretation. Tests newly designed for NEPSY-II are discussed in detail and excerpts from reports, as well as illustrative case reports, are presented to guide clinicians through the scoring and interpretation process. Referral Batteries are new to the NEPSY-II, so this volume has been organized around their use and they are featured in the case reports. The overarching message of the book is that the child’s needs are paramount, as decisions for his or her future will be made on the basis of such assessments. This focus can only be achieved by careful preparation for the assessment, and awareness throughout the assessment process of how the child performs, as well as of the results of that performance. Sensitive observations of a well-trained clinician grounded in current neuropsychological research will expand the diagnostic power of a neuropsychological assessment immeasurably. Strengths, as well as associated and comorbid disorders, are assessed in order to elucidate a comprehensive picture of the child’s functioning. The flexibility of NEPSY-II makes it possible to begin with a Referral Battery that is pertinent to the referral question and to adjust subtest selection based on test findings as the assessment proceeds. In this way, the assessment moves in a focused and parsimonious manner toward a reliable diagnosis that will serve the child well in addressing appropriate interventions impacting his or her future. We believe that this exceptional volume will serve as a guide to elucidate the complexities of the process.
Alan S. Kaufman, Ph.D., and Nadeen L. Kaufman, Ed.D., Series Editors
Yale University School of Medicine
Acknowledgments
The authors would like to thank Alan and Nadeen Kaufman, Series Editors of the Essentials books, for conceptualizing the idea and structure of this book. We were honored to have NEPSY included in their series of guides for the administration and interpretation of selected tests. We thank them also for their patience in dealing with all of the time issues that seem to take over our lives these days. Thanks also to Isabel Pratt, our editor at John Wiley & Sons, who bore the brunt of keeping us on track across two continents. Our contact has only been through the magic of e-mail, but her understanding manner comes across even through electronic media. Thanks also to Kara Borbely, our editorial assistant, who worked with us in a kind and patient manner, as she unraveled all of the details of preparing the manuscript. Thanks also go to Kate Lindsay, our production editor. A special note of thanks for Stephen Hooper, PhD, who took time from his already busy schedule to be our external reviewer. He prepared the objective review and analysis of strengths and weaknesses in NEPSY-II to be found in Chapter 5, and for this the authors are most grateful.
Just before work began on this volume, Sally Kemp lost her dear friend and mentor, Ursula Kirk, the second author of NEPSY and NEPSY-II. Her advice was sorely missed by both authors of this book. In addition to her supportive children and grandchildren, above all, however, Dr. Kemp would like to acknowledge and thank her husband, Garry, who has been beyond supportive for so many years of her work in pediatric neuropsychology. He, too, has faced a health crisis in the past few years, but always with inspiring optimism and humor. Thank you also to Dr. Kemp’s colleagues Janet Farmer and Steve Kanne at the Thompson Center for Neurodevelopmental Disorders of the University of Missouri, Columbia and to Barbara McEntee, at Tulsa Developmental Pediatrics and Center for Family Psychology, originally a student, but then a valued friend and colleague, for frequently being a sounding board. Dr. Korkman would like to acknowledge the support and patience of her husband and children, and also that of her research colleagues and team at the university, for tolerating periods when the work on this book was given priority over many other important issues.
One
OVERVIEW
This book is intended to serve as an in-depth, supplemental handbook to acquaint users with the theoretical basis for the NEPSY II as well as its development (Chapter 1), and to consult on questions concerning NEPSY II administration (Chapter 2), scoring (Chapter 3), and interpretation (Chapter 4). It also presents an objective review and analysis of strengths and weaknesses by an external reviewer, Dr. Stephen Hooper, a respected clinical neuropsychologist and valued colleague (Chapter 5), to whom the authors, Sally Kemp and Marit Korkman are most grateful. Finally, clinical applications of NEPSY-II are presented (Chapter Six) and illustrative case studies complete the discussion (Chapter Seven).
The NEPSY-II (Korkman, Kirk, & Kemp, 2007) is the second edition of NEPSY: A Developmental Neuropsychological Assessment (Korkman, Kirk, & Kemp, 1998). The original NEPSY comprised 27 subtests designed specifically for children ages 3 to 12. It assessed five domains: Attention/Executive Functions, Language, Sensorimotor, Visuospatial, and Memory and Learning. The NEPSY was based on the clinical methods of Luria and on more recent traditions of child neuropsychology. Rather than dealing with many diverse instruments with different normative populations, the NEPSY was designed to offer the advantage of being able to assess a child across functions and modalities with all subtests standardized on the same population. Therefore, differences in the child’s test performance were likely to reflect true discrepancies.
The NEPSY-II has been revised and expanded to be a more sensitive and comprehensive pediatric neuropsychological instrument. Ceiling and floor problems have been addressed, and administration has been simplified. The age range of NEPSY-II has been expanded from 3 to 12 to 3 to 16 years. Most adult neuropsychological assessments begin at age 17, so it is hoped that NEPSY-II will fill a critical gap in pediatric neuropsychological assessment. Further, new tests have been designed specifically for several domains of NEPSY-II (Attention/ Executive Functioning, Language, and Visuospatial Processing) and a new domain, Social Perception, has been added to the original five.
The addition of a Social Perception domain to NEPSY-II was the authors’ response to recent research showing an apparent increase in the prevalence of autism spectrum disorders. Previously it had been thought that autistic disorder (AD) was found in two to five cases per 10,000 individuals. More recently, prevalence estimates for all autism spectrum disorders (ASD) range from 2 to 6% per 1,000 children (NIMH, 2004b). Recent epidemiological research suggests that prevalence rates for ASD could be as high as 30 to 60 cases per 10,000, possibly due to better screening and to broadening of ASD definitions (Rutter, 2005).
The rationales underlying NEPSY and NEPSY-II will be reviewed subsequently, followed by the history and development of the instruments, as well as the revision goals for NEPSY-II. The changes made between NEPSY and NEPSY-II will be reviewed also.
RATIONALES UNDERLYING NEPSY AND NEPSY-II
Theoretical Foundations
The theory of A. R. Luria has been one of the cornerstones of neuropsychology for more than 45 years (Luria, 1980). The basic concepts in Luria’s frame of reference are general principles, most of which apply to both children and adults. Some of them are adopted in NEPSY and NEPSY-II. Working with adults with focal, acute damage, Luria viewed the brain as a “functional mosaic,” the parts of which interact in different combinations to subserve cognitive processing (Luria, 1973). He contributed to delineating brain regions that are interactively responsible for specific functions. One area never functions without input from other areas; thus, integration is a key principle of brain function in the Lurian views.
Another level of the principle of integrated neural processes is the functional level. Luria viewed cognitive functions: attention and executive functions, language, sensory perception, motor function, visuospatial abilities, and learning and memory, as complex capacities. They are composed of flexible and interactive subcomponents that are mediated by equally flexible, interactive, neural networks. In other words, multiple brain systems contribute to and mediate complex cognitive functions. Multiple brain regions, for instance, interact to mediate attentional processes (Luria, 1980; see also Barkley, 1996; Mirsky, 1996).
Luria’s view of cognitive functions as complex systems based on interrelated neural networks is a general principle applicable to both children and adults. Yet the processes may differ in their composition. For example, in a young child reading involves more deliberate analysis of speech sounds and of the visual signs, more attention, and puts more demands on the not yet very strong working memory, as compared to the overautomatized glancing through a text with immediate sight recognition, of the printed words by an adult reader. Further, the relationship between brain anatomy and function is not clarified in children to the same degree as in adults. Thus, grounds for assuming which parts of the brain may be involved in complex functions are not as firm as they are for adult patients. For one thing, the child’s brain is still developing functionally. Further, brain abnormality in a child, whether congenital or acquired, may modify the functional development of different regions.
Lurian theory proposes that impairment in one subcomponent of a function will also affect other complex cognitive functions to which that subcomponent contributes. This is an especially important factor to consider in children, because an early-occurring anomaly or event may well affect the chain of development in a basic subcomponent that occurs subsequent to impairment. (See Rapid Reference 1.1, Summary of Lurian Theory.)
Rapid Reference 1.1
Summary of Lurian Theory
A. R . Luria, a Russian psychologist working with adults with focal, acute damage, viewed the brain as a “functional mosaic” (Luria, 1980).
• Luria’s concept of interactive brain function
• Multiple brain functions interact to mediate complex capacities.
• Complex capacities are composed of flexible interactive subcomponents.
• Also, the subcomponents are mediated by flexible interactive neural networks.
• Levels of impairment in neurocognitive functioning
• Impairment in one subcomponent of a function will also affect other complex cognitive functions to which that subcomponent contributes.
• An early occurring anomaly or event may well affect the chain of development in a basic subcomponent that occurs subsequent to impairment.
In correspondence with the assumption that impairments may have secondary effects, Luria’s clinical approach bases its diagnostic principles on identifying the primary deficit underlying impaired performance in a complex function (e.g., auditory phonological decoding deficit may underlie a language impairment). The language impairment would be a secondary deficit of the auditory decoding impairment. In severe cases this has secondary effects not only on comprehension but also on verbal expression—it is not possible to produce verbalizations without a corresponding verbal comprehension. Luria noted that both impaired performance and qualitative observations are necessary to identify underlying primary deficits (Korkman, Kirk, & Kemp, 1998; Luria, 1980). Therefore, qualitative observations were a part of the structure of NEPSY and, subsequently, became a part of NEPSY-II in the form of scored Behavioral Observations. (See Rapid Reference 1.2, Primary and Secondary Deficits; Behavioral Observations.)
Rapid Reference 1.2
Primary and Secondary Deficits; Behavioral Observations
Primary deficit(s) underlie impaired performance in one functional domain (e.g., auditory decoding deficit). Several different primary deficits can be present in different domains.
Secondary deficits are the effects of the primary deficit(s) on other functions in the same or different domains (e.g., verbal comprehension impairment = secondary deficit due to primary auditory decoding deficit). The deficit may be moderate or severe (e.g., in severe cases a primary deficit in auditory decoding has secondary effects not only on comprehension but also on verbal expression; it is not possible to produce verbalizations without a corresponding verbal comprehension).
Qualitative Behavioral Observations are quantified in NEPSY-II because Luria noted that both impaired performance and qualitative observations are necessary to identify underlying primary deficits (Korkman, Kirk, & Kemp, 1998 ; Luria, 1980).
Luria formulated a clinical assessment method that permits a comprehensive review and evaluation of disorders of complex functions by assessing subcomponents of these functions with specific tests. Thus, neurocognitive disorders are assessed by administering selective tests that represent the processes relevant for the function that was impaired (Christensen, 1984). In accordance with this approach, NEPSY-II is composed of subtests that assess, as far as possible, the range of basic subcomponents of important complex capacities. Similar to Luria’s clinical assessment, NEPSY-II provides great flexibility of assessment. It can be administered as a full NEPSY, a comprehensive, orienting survey of all domains of neuropsychological functioning followed by in-depth assessment in weak areas; or with the General Referral Battery, a briefer version of the full NEPSY-II comprised of the most sensitive subtests. It is also possible to use recommended subtests, Diagnostic Referral Batteries, to focus the assessment on specific referral questions (i.e., poor reading skills). Further, selected subtests can be used individually, if a clinician wishes to supplement other testing.
The NEPSY-II provides information both on basic, fundamental skills required to complete more complex tasks, and on higher-level cognitive processes. Examples of the former are tasks of visual perception or manual motor ability. An example of the latter could be clock reading that puts demands on visuoperceptual and visuospatial skills, and the concept of time. The scores provided in NEPSY-II are also combined with behavioral observations, error analysis, and task analysis. Together these findings provide a basis for evaluating both the nature of a child’s disorder by specifying the primary deficit(s) as well as its secondary consequences across other functional domains (Korkman, Kirk, & Kemp, 2007). Such an analysis may suggest the root(s)/primary deficit(s) of the child’s problem (often expressed in the referral question), and what other problems might arise in other areas from the presence of the primary deficit(s). These would be secondary deficits.
Neuropsychological Assessment of Children and NEPSY-II
Neuropsychological assessment relies on standardized, objective, reliable measures of diverse aspects of human behavior, allowing for the specification of each individual’s profile (Ivnik et al., 2001). Kaplan’s “process approach” to assessment taught neuropsychologists to appreciate the value of qualitative observations in understanding how an individual arrives at a response (1988). This approach, harking back to Luria, added another layer of clinical information to standardized assessments. Brain behavior relationships in a developing child are both qualitatively and quantitatively different from those of an adult (Baron, 2004, p. 5); therefore, it is essential that the clinician understand child development and the range of normal variation for each age level being assessed. One cannot assess the abnormal accurately until one knows the normal well. Otherwise, appropriate behavior may be misinterpreted as impairment, which may lead to misdiagnoses.
Because neuropsychological assessments are used for placement in special programs, or to formulate treatment/intervention plans, it is essential to understand the whole child, including the context in which the child must operate. The results of an assessment must be tailored to the context in which this information will be used—the child’s family, school, and professionals dealing with the child.
Those who see children in clinics may face the challenges presented by children with very diverse conditions. A child may be referred for evaluation due to traumatic brain injury (TBI), closed head injury, a neurological disorder (e.g., epilepsy) or disease (e.g., tuberous sclerosis, cancer), impulse control and behavior problems stemming from attention deficit hyperactivity disorder (ADHD) or autism; psychiatric disorders, such as bipolar disorder and depression, as well as learning disabilities (e.g., dyslexia). It is, therefore, essential that the neuropsychologist be able to weigh the effects of many different factors in assessing a child across a wide spectrum of insults, disorders, and diseases. He or she must have knowledge of and take the following into account: diagnostic clusters of symptoms for certain disorders, age at time of insult or at emergence of the disorder or the disease; location and severity of a lesion, whether or not it is local or diffuse; the role plasticity may play in recovery of function, and the possibility of a condition becoming chronic following an acute insult. Even when children present with signs of brain damage, inferences regarding brain-behavior relationships should be drawn with extreme caution. They should only be made by individuals whose training, expertise, and clinical skills qualify them for such inferences (Hartlage & Long, 1998, p. 5). (See Caution box, following.) Neuropsychological assessment is valuable in assessing the effects of damage on brain function whether the cause is known or not.
CAUTION
Inferences About Brain Pathology
Focal damage is more common in adults, whereas diffuse or multifocal damage is more common in children.
Lateralized or localized damage and neuropsychological findings in children are not usually evident in children with developmental disorders or early neurological insult.
Even with documented lateralized brain damage, the test profiles of children with left damage and with right damage do not differ enough to discriminate these groups.
Inferences concerning underlying brain pathology should be drawn with extreme caution, only by neuropsychologists who are trained in brain-behavior relationships.
Long-term follow-up for children with more severe problems is as essential as the initial evaluation, because cognitive impairment may change with age. For example, a young child with a language disorder may later have less notable language impairment but instead might have a reading disorder. Further, the child should undergo intervention and the clinician needs to follow its effects. For children with acquired damage, following the recovery of function is important in order to identify improved functioning, as well as persistent deficits, and to adapt interventions to changing needs (see also Korkman, Kirk, & Kemp, 1998).
Patterns of deficiencies in children with receptive and/or expressive language disorders and developmental disorders such as autistic spectrum disorders, nonverbal learning disabilities, and Williams syndrome, to name a few, can be detected with neuropsychological assessment. Neuropsychological assessments can, in such cases, assist in the diagnosis.
Subtle deficiencies in children with less severe developmental disorders such as dyslexia, ADHD, or graphomotor problems can be detected as well. It is quite frequent for children with some stated impairment to have problems in other domains as well—problems that are unrelated but coexist; that is, comorbid problems. For example, verbal learning disorders tend to overlap with attention problems, and motor coordination and visuomotor problems (Noterdaeme, Mildenberger, Minow, & Amorosa, 2002; Reinö-Habte Selassie, Jennische, Kyllerman, Viggedal, & Hartelius, 2005; Snowling, Bishop, Stothard, Chipchase, & Kaplan, 2006). Understanding the full spectrum of the child’s deficiencies is an important basis for the development of behavioral, educational, and cognitive interventions.
Advanced examiners are able to select NEPSY-II subtests that further clinical utility or that meet clinical or referral needs (Korkman, Kirk, & Kemp, 2008, p. 5). Whatever the clinician’s purpose in evaluating a child, the NEPSY-II is designed to be flexible enough to be tailored to specific referral questions. The NEPSY-II contains many traditional neuropsychological tests with appropriate norms for children and adolescents. Also, new tests developed specifically for NEPSY-II are included (e.g., Affect Recognition Theory of Mind, and Memory for Designs). Using the full NEPSY-II provides the additional advantage of conormed subtests, allowing scores to be compared to one another in a test profile.
Examiners who are not trained in neuropsychology can still make extensive use of NEPSY-II by interpreting it at the cognitive processing and more descriptive level. Such assessment is a good basis for developing modifications and interventions for children in the classroom. The test profile gives an idea of the child’s relative strengths and weaknesses, in addition to giving information about the child’s performance relative to the same-age peers.
Clinicians may use the NEPSY-II to understand children’s cognitive processing on both the level of a trained neuropsychologist and on a more descriptive level. In both cases, identifying and explaining the neurocognitive impairments of a child supplies, firm ground for making intervention recommendations to improve functioning in school, home, and social contexts.
Neuropsychological Assessment in Schools
Many school psychologists are obtaining additional training in neuropsychology to improve their neuropsychological assessment skills. The NEPSY-II is designed to aid in assessing school-based problems such as poor academic performance and behavioral control problems. While the use of neuropsychological tests in schools is increasing, it is important that examiners have training in administering and scoring neuropsychological tests and that they restrict their interpretation inferences to a level consistent with their background and training. In cases where the referral question is to determine cognitive consequences of neurological conditions, or to identify signs compatible with brain injury, the examiner should have training and experience in performing such evaluations. Otherwise, he or she should refer the child to a neuropsychologist with the appropriate background.
IDEA Implications for Assessment
The reauthorization of the Individuals with Disabilities Education Act (IDEA) in 2004 produced changes in the criteria used to determine classification of a student with a learning disability. Whether a neuropsychologist in a clinic or private practice is evaluating a child, or a school psychologist with a neuropsychological training is administering the assessment, it is essential that he or she be aware of the new requirements under this law.
The law does not require the use of an ability-achievement discrepancy, and clinicians may consider response to intervention (RTI) when making the determination of a learning disability. A comprehensive assessment is required for all eligibility determinations, but the law allows the clinician to make judgments about the presence or absence of learning problems based on a variety of procedures. Essentially, it is incumbent on the school to demonstrate that scientifically based interventions were provided to the child and that the child did not benefit from these interventions, in order for learning disability classification to be made. This requirement is meant to enable children to receive intervention services sooner, when they are most beneficial, and reduces the number of referrals associated with inadequate instruction. It also may increase the possibility that children will be placed in special education without a formal evaluation. It is strongly recommended that no child be placed in special education at Tier 3 without an evaluation, and it would be preferable for the child to receive an evaluation after Tier 1 at the latest.
The increased emphasis on RTI makes it essential for clinicians to focus the results of their assessment on informing instruction or intervention. It is not sufficient to diagnose a disorder or make a classification. The assessment should provide information relevant to improving services provided to the child. This may be a specific intervention, remediation, or accommodation to provide the best learning environment for the child.
The NEPSY-II is designed to assess cognitive functions not typically covered by general ability or achievement batteries. The NEPSY-II subtests may relate more closely to the source of processing problems manifested in a specific learning or behavior problem than general measures of ability. For instance, poor word reading (decoding) may be a function of impaired phonological processing. This would suggest the child needs intervention related to developing phonological skills; however, if the child has had extensive and appropriate phonological awareness or decoding training and has not improved, the intervention recommendation might suggest that a contextual or whole language approach may be best to improve word reading. (Rapid Reference 1.3 summarizes IDEA and RTI.)
Rapid Reference 1.3
Summary of IDEA and RTI
Reauthorization of the Individuals with Disabilities Education Act in 2004 produced changes in the criteria used to determine classification of a student with a learning disability.
• The law no longer requires the use of an ability-achievement discrepancy.
• A comprehensive assessment is required for all eligibility determinations, but the law allows the clinician to make judgments about the presence or absence of learning problems based on a variety of procedures.
• Clinicians may consider response to intervention (RTI) in establishing a learning disability.
• It is incumbent on the school to demonstrate that scientifically based interventions were provided to the child and that the child did not benefit from these interventions, in order for learning disability classification to be made.
• Meant to enable children to receive intervention services sooner, when they are most beneficial.
• Reduces the number of referrals associated with inadequate instruction.
• May increase the possibility that children will be placed in special education without a formal evaluation.
• The increased emphasis on RTI makes it essential for clinicians to focus the results of their assessment on informing instruction or intervention.
• It is not sufficient to diagnose a disorder or make a classification.
• The assessment should provide information relevant to improving services provided to the child. This may be a specific intervention, remediation, or accommodation to provide the best learning environment for the child.
NEPSY DEVELOPMENT
Twenty years ago, the scarcity of pediatric neuropsychological instruments led Marit Korkman, a pediatric neuropsychologist from Finland, to develop NEPS (Korkman, 1980), a brief assessment designed specifically for children 5.0 to 6.11 years of age. Various aspects of attention, language, sensorimotor functions, visuospatial functions, and memory and learning were each assessed with two to five tasks similar in content to the tasks in Luria’s assessment (Christensen, 1975). Although the method proved most useful, the narrow age range was problematic, as was the pass/fail criterion that was built on the medical model (Korkman, 2000).
The NEPS was revised psychometrically by adding more items so that the results could be expressed in graded scores. These were converted to z-scores (mean = 0 ± 1) based on age norms. During this revision new subtests were added, derived from tests that had proven useful in pediatric neuropsychology (e.g., Benton, Hamsher, Varney, & Spreen, 1983; Boehm, 1986; Reitan, 1979; Venger & Holmomskaya, 1978). To complement the test, the shortened versions of the Token Test (De Renzi & Faglioni, 1978), the Motor Free Visual Perception Test (Colarrusso & Hammill, 1972), and the Developmental Test of Visual-Motor Integration (Beery, 1982) were used in their original forms and standardized along with NEPSY. Norms were collected for ages 3.6 to 9.5. The assessment was called NEPS-U in Finnish and NEPSY in English (Korkman, 1988a, 1988b, 1988c). The Swedish NEPSY for children aged 4.0 to 7.11 was published in 1990 (Korkman, 1990), and the Danish version for the same age range was published in 1993 (Korkman, 1993).
In the spring of 1987, Marit Korkman, Ursula Kirk, and Sally Kemp began to collaborate on the American NEPSY, while keeping in mind international needs. It was planned to incorporate revisions and new subtests based on traditions and views central to contemporary neuropsychological traditions of assessment, as well as to expand the age range to ages 3 to 12. New subtests were designed to serve an extended period of development. The American NEPSY was developed in three phases: Pilot Phase (1987-1989), Tryout Phase (1990-1994), and Standardization and Validation Phase (1994-1996). During the early pilot phase, the original NEPSY subtests were adapted and revised for 3- to 12-year-old children. New items were added, new subtests were developed, and some subtests based on the work of others, such as Fingertip Tapping and Phonemic Fluency (Benton, Hamsher, Varney, & Spreen, 1983; Denckla, 1973), were included. A detailed account of the development of NEPSY is available in the previous volume in this series, Essentials of NEPSY (Kemp, Kirk, & Korkman, 2001)
NEPSY, A Developmental Neuropsychological Assessment was published in the United States in January 1998 (Korkman, Kirk, & Kemp). Just prior to its publication, a corresponding version of NEPSY was published in Finland (Korkman, Kirk, & Kemp, 1997). A corresponding version was also published in Sweden (Korkman, Kirk, & Kemp, 2000). After publication of the NEPSY in the United States, its validity was further demonstrated in a number of publications and it has been employed clinically in pediatric neuropsychological assessments in schools, clinics, and hospitals across the United States. (Rapid Reference 1.4 summarizes the history of NEPSY publication).
Rapid Reference 1.4
The History of NEPSY
NEPSY-II REVISION: GOALS AND DEVELOPMENT
Revision Goals
In the fall of 2003, the authors began work on the revision of NEPSY in order to incorporate new research in neuropsychology, neuropsychiatry, and education. Client and expert feedback on the NEPSY also needed to be addressed. From author experience and early pilots of revisions and new subtests, four primary revision goals were formulated to:
1.
Improve subtest and domain coverage across the age span. The first task in order to improve coverage was to review the NEPSY subtests in view of the need to include subtests over a wider age range, from 3 to 16 years. Further, in response to changes and advances in the field demonstrating the importance of executive functioning, new tests were designed to assess executive functioning:
• Animal Sorting
• Clocks
• Inhibition
The Visuospatial Processing domain had the fewest subtests of any NEPSY domain; therefore, two new subtests were developed to assess mental rotation and visuospatial analysis. Further, a need to include nonmotor, perceptual tests was recognized. Two subtests without motor input were developed that tap spatial location, the ability to deconstruct a picture, and the ability to observe ecological visual details:
• Geometric Puzzles
• Picture Puzzles
The Social Perception domain was created to enhance the assessment of children with autism spectrum disorders or other social perceptual deficits. The domain includes two new subtests measuring:
• Affect Recognition
• Theory of Mind
2.
Enhance clinical and diagnostic utility. In the previous version of the NEPSY, global domain scores often masked subtle deficits. Therefore, the domain scores were dropped from the NEPSY-II in favor of the more clinically sensitive subtest-level scores. On NEPSY-II, the clinician reviews the performance of the child at the level of specific abilities rather than at the global domain level. In this review the clinician may also score the performance for variations in the process of performance. Process scores may, for example, express types of errors. Other scores, called contrast scores, express a comparison of how the child performs on different conditions or complexity of a task. The child may, for example, find it easier to attend to local visual aspects than to global configurations, or may be able to carry out a simple version of a task but fail to accomplish the task when the instruction is made more complex. The number of behaviors for which base rates in the standardization population are provided has also been increased. These base rates allow the clinician to compare features that may occur as the child performs to average rates of such behaviors in same-age children. Such behaviors may include, for example, out-of-seat behaviors, rate changes, or asking the examiner to repeat the instruction.
Particular attention was paid to the study of how different children with different clinical conditions perform on the tests. To assess the clinical and diagnostic utility of the NEPSY-II, 10 special group studies were conducted during the standardization. The results of these clinical group studies were used as a basis for further modifications of the NEPSY-II. (See Rapid Reference 1.5 for special group samples and instruments used in concurrent validity studies on NEPSY-II.)
3.
Improve psychometric properties. Scores used to determine eligibility for special programs and for diagnostic purposes should be based on normative data that are both current and representative of the relevant population. The NEPSY-II normative data were collected from 2005 to 2006 and were stratified on key demographic variables according to the October 2003 U.S. Census data (U.S. Bureau of the Census, 2004). However, the Design Fluency, Imitating Hand Positions, List Memory, Manual Motor Sequences, Oromotor Sequences, Repetition of Nonsense Words, and Route Finding subtests were not renormed and were not modified in any way from the 1998 NEPSY. Most of these subtests represent motor skills or other functions that are not sensitive to cultural factors and therefore are not subject to great changes in the population, as will be described in later sections of this chapter.
Increased attention was paid to the floors and ceilings of subtests to ensure adequate coverage across the wide range of abilities in children ages 3 to 16. Subtests were developed for subsets of the age range (e.g., a recognition trial was added to Body Part Naming) and easier and more difficult items were added to many of the subtests. Data collected on children with mild intellectual disability demonstrated improved floors across the subtests. Although ceilings were increased, the focus of the NEPSY-II, as with all neuropsychological assessments, is on identifying impairment in various domains, so the focus on improved floors was critical to the clinical utility of the NEPSY-II. Along with the special group studies described earlier, a number of concurrent studies were conducted to provide evidence of reliability and validity. Retest data are reported for all scaled scores for all ages and by smaller age bands. Evidence of convergent and discriminate validity was provided by correlation studies, with numerous instruments employed in pediatric neuropsychology (see Rapid Reference 1.5).
Rapid Reference 1.5
Concurrent Validity Studies for NEPSY-II :
Evidence for the Validity of NEPSY-II Scores in Special Diagnostic Groups
To assess the clinical and diagnostic utility of the NEPSY-II, 10 special group studies were conducted during the standardization. Special group samples included children with the following diagnoses:
• Attention Defi cit Hyperactivity Disorder
• Autistic Disorder
• Asperger’s Disorder
• Deaf and Hard of Hearing
• Emotionally Disturbed
• Language Disorder
• Mild Intellectual Disability
• Mathematics Disorder
• Reading Disorder
• Traumatic Brain Injury
Instruments Used to Establish Convergent and Discriminate Validity for NEPSY-II
The relationships between the N EPSY-II and the following external measures were examined:
• Pediatric Neuropsychological Instruments: NEPSY, Developmental Neuropsychological Assessment (Korkman, Kirk, & Kemp, 1998); Children’s Memory Scale (CMS ; Cohen, 1997); Delis-Kaplan Executive Function System (Delis, Kaplan, & Kramer, 2001; D-KEFS)
• General Cognitive Ability: Wechsler Intelligence Scale for Children—Fourth Edition ((Weschler, 2003; WISC-IV); Differential Ability Scales—Second Edition (DAS-II ; Elliot, 2007); Wechsler Nonverbal Scale of Ability (Weschler & Naglieri, 2006 ; WNV)
• Academic Achievement Test: Wechsler Individual Achievement Test—Second Edition (Harcourt Assessment, 2005; WIAT-II)
• Basic Concept Test, Receptive & Expressive: Bracken Basic Concept Scale—Third Edition: Receptive (BBCS-3R ; Bracken, 2006a); Bracken Basic Concept Scale—Third Edition: Expressive (BBCS-3E ; Bracken, 2006b)
• Behavior Rating Scales: Devereaux Scales of Mental Disorders (DSMD ; Naglieri, LeBuffe, & Pfeiffer, 1994); Adaptive Behavior Assessment System—Second Edition (ABAS-II ; Harrison & Oakland, 2003); Brown Attention-Deficit Disorder Scales for Children and Adolescents (Brown, 2001 ); and Children’s Communication Checklist—Second Edition, United States Edition (Bishop, 2006 ; CCC-2)
4. Enhance usability and ease of administration. Flexibility of subtest administration was enhanced by allowing a freer choice of subtests relevant to a specific clinical investigation. The flexible approach to assessment enables the clinicians to reduce testing time by tailoring the assessment to the child’s essential problems and the needs at hand.
Instead of fixed rules for subtest selection, referral batteries are proposed in the NEPSY-II that are tailored according to common referral questions. A General Referral Battery is proposed for a situation where the child’s problems are not known or fully identified, and to accommodate for the possibility for identification of problems that may be comorbid to a particular referral problem. Eight other Diagnostic Referral Batteries were based on eight of the many special group studies that were undertaken. Clinicians are also free to choose subtests to administer based on clinical, research, or child-specific needs.
Due to the multiple administration order possibilities, most of the NEPSY-II materials are presented in the Administration Manual in alphabetical order to make the subtests easier to find. The Administration Manual contains only the information required to administer the subtests and score subtest-level data. The normative data are contained in the Clinical and Interpretive Manual to allow for a streamlined Administration Manual that is not too thick to handle.
NEPSY-II SUBTEST DESCRIPTIONS ORGANIZED BY DOMAIN
Before considering the process of revision and standardization of the NEPSY-II, it will be helpful to the reader to be acquainted with the NEPSY-II subtests (Korkman, Kirk, & Kemp, 2007). Therefore, they are presented here in Table 1.1 by domain as they appear in the present revised NEPSY-II. For each subtest, the age range and a brief description is given. This review of the NEPSY-II subtests is followed by a detailed account of the development of NEPSY-II and modifications from NEPSY to NEPSY-II.
Table 1.1 NEPSY- II Subtest Description by Domain
Auditory Attention and Executive Functioning |
---|
Subtest | Ages | Description |
---|
Animal Sorting | 7-16 | This subtest is designed to assess the ability to formulate basic concepts, to transfer those concepts into action (sort into categories), and to shift from one concept to another. The child sorts pictures into two groups of four cards each using self-initiated criteria. |
Auditory | 5 -16 | There are two parts to this subtest: Auditory |
Attention and | | Attention assesses selective auditory attention and |
Response Test | 7-16 | the ability to sustain attention. Response Set assesses complex auditory attention and the ability to inhibit a previously learned stimulus in order to shift to a new set, while still controlling for selective attention to matching stimuli. The child touches a colored circle responding to matching or contrasting stimuli as required. |
Clocks | 7-16 |
5 -12 |
5 -16 |
3 - 6 |
| |
3 - 4 |
3 -16 |
3 -12 |
3 -16 |
5 -12 |
3 -16 |
3 -16 |
|
7-12 |
3 -16 |
5 -16 |
5 -16 |
5 -16 |
3 -16 |
3 - 6 |
7-16 |
|
5 -16 |
3 -12 |
3 -12 |
3 -12 |
|
3 -16 |
3 -16 |
|
5 -16 |
3 -16 |
3 -16 |
3-16 |
7-16 |
5 -12 |