The IFT Press series reflects the mission of the Institute of Food Technologists – to advance the science of food contributing to healthier people everywhere. Developed in partnership with Wiley, IFT Press books serve as leading-edge handbooks for industrial application and reference and as essential texts for academic programs. Crafted through rigorous peer review and meticulous research, IFT Press publications represent the latest, most significant resources available to food scientists and related agriculture professionals worldwide. Founded in 1939, the Institute of Food Technologists is a nonprofit scientific society with 18,000 individual members working in food science, food technology, and related professions in industry, academia, and government. IFT serves as a conduit for multidisciplinary science thought leadership, championing the use of sound science across the food value chain through knowledge sharing, education, and advocacy.
IFT Press Advisory Group
Nicolas Bordenave
YiFang Chu
J. Peter Clark
Christopher J. Doona
Jung Hoon Han
Florence Feeherry
Chris Findlay
Thomas J. Montville
Karen Nachay
Martin Okos
David S. Reid
Sam Saguy
Fereidoon Shahidi
Cindy Stewart
Herbert Stone
Hilary Thesmar
Yael Vodovotz
Ron Wrolstad
Bob Swientek (IFT)
Melanie Bartelme (IFT)
David McDade (Wiley)
Membrane Processing for Dairy Ingredient Separation
Edited by
Kang Hu
Global Dairy Ingredients, Land O’Lakes Inc., Arden Hills, Minnesota, USA
James M. Dickson
Department of Chemical Engineering, McMaster University, Hamilton, Ontario, Canada L8S 4L7
Registered office: John Wiley & Sons, Ltd, The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK
Editorial offices: 9600 Garsington Road, Oxford, OX4 2DQ, UK The Atrium, Southern Gate, Chichester, West Sussex, PO19 8SQ, UK 111 River Street, Hoboken, NJ 07030-5774, USA
For details of our global editorial offices, for customer services and for information about how to apply for permission to reuse the copyright material in this book please see our website at www.wiley.com/wiley-blackwell.
The right of the author to be identified as the author of this work has been asserted in accordance with the UK Copyright, Designs and Patents Act 1988.
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted by the UK Copyright, Designs and Patents Act 1988, without the prior permission of the publisher.
Designations used by companies to distinguish their products are often claimed as trademarks. All brand names and product names used in this book are trade names, service marks, trademarks or registered trademarks of their respective owners. The publisher is not associated with any product or vendor mentioned in this book.
Limit of Liability/Disclaimer of Warranty. While the publisher and author(s) have used their best efforts in preparing this book, they make no representations or warranties with respect to the accuracy or completeness of the contents of this book and specifically disclaim any implied warranties of merchantability or fitness for a particular purpose. It is sold on the understanding that the publisher is not engaged in rendering professional services and neither the publisher nor the author shall be liable for damages arising herefrom. If professional advice or other expert assistance is required, the services of a competent professional should be sought.
Library of Congress Cataloging-in-Publication Data applied for.
ISBN: 9781118590171
A catalogue record for this book is available from the British Library.
Wiley also publishes its books in a variety of electronic formats. Some content that appears in print may not be available in electronic books.
Accelerating New Food Product Design and Development (Jacqueline H. Beckley, Elizabeth J. Topp, M. Michele Foley, J.C. Huang, and Witoon Prinyawiwatkul)
Advances in Dairy Ingredients (Geoffrey W. Smithers and Mary Ann Augustin)
Anti-Ageing Nutrients: Evidence-based Prevention of Age-Related Diseases (Deliminda Neves)
Bioactive Compounds from Marine Foods: Plant and Animal Sources (Blanca Hernandez-Ledesma and Miguel Herrero)
Bioactive Proteins and Peptides as Functional Foods and Nutraceuticals (Yoshinori Mine, Eunice Li-Chan, and Bo Jiang)
Biofilms in the Food Environment (Hans P. Blaschek, Hua H. Wang, and Meredith E. Agle)
Calorimetry in Food Processing: Analysis and Design of Food Systems (Gönül Kaletunç)
Coffee: Emerging Health Effects and Disease Prevention (YiFang Chu)
Food Carbohydrate Chemistry (Ronald E. Wrolstad)
Food Industry Design, Technology and Innovation (Helmut Traitler, Birgit Coleman, and Karen Hofmann)
Food Ingredients for the Global Market (Yao-Wen Huang and Claire L. Kruger)
Food Irradiation Research and Technology, second edition (Christoper H. Sommers and Xuetong Fan)
Foodborne Pathogens in the Food Processing Environment: Sources, Detection and Control (Sadhana Ravishankar, Vijay K. Juneja, and Divya Jaroni)
Food Oligosaccharides: Production, Analysis and Bioactivity (F. Javier Moreno and Maria Luz Sanz
Food Texture Design and Optimization (Yadunandan Lal Dar and Joseph M. Light)
High Pressure Processing of Foods (Christopher J. Doona and Florence E. Feeherry)
Hydrocolloids in Food Processing (Thomas R. Laaman)
Improving Import Food Safety (Wayne C. Ellefson, Lorna Zach, and Darryl Sullivan)
Innovative Food Processing Technologies: Advances in Multiphysics Simulation (Kai Knoerzer, Pablo Juliano, Peter Roupas, and Cornelis Versteeg)
Mathematical and Statistical Methods in Food Science and Technology (Daniel Granato and Gastón Ares)
Membrane Processes for Dairy Ingredient Separation (Kang Hu and James M. Dickson)
Microbial Safety of Fresh Produce (Xuetong Fan, Brendan A. Niemira, Christopher J. Doona, Florence E. Feeherry, and Robert B. Gravani)
Microbiology and Technology of Fermented Foods (Robert W. Hutkins)
Multiphysics Simulation of Emerging Food Processing Technologies (Kai Knoerzer, Pablo Juliano, Peter Roupas and Cornelis Versteeg)
Multivariate and Probabilistic Analyses of Sensory Science Problems (Jean-François Meullenet, Rui Xiong, and Christopher J. Findlay)
Nanoscience and Nanotechnology in Food Systems (Hongda Chen)
Nanotechnology and Functional Foods: Effective Delivery of Bioactive Ingredients (Cristina Sabliov, Hongda Chen, and Rickey Yada)
Natural Food Flavors and Colorants (Mathew Attokaran)
Nondestructive Testing of Food Quality (Joseph Irudayaraj and Christoph Reh)
Nondigestible Carbohydrates and Digestive Health (Teresa M. Paeschke and William R. Aimutis)
Nonthermal Processing Technologies for Food (Howard Q. Zhang, Gustavo V. Barbosa-Cánovas, V.M. Balasubramaniam, C. Patrick Dunne, Daniel F. Farkas, and James T.C. Yuan)
Nutraceuticals, Glycemic Health and Type 2 Diabetes (Vijai K. Pasupuleti and James W. Anderson)
Organic Meat Production and Processing (Steven C. Ricke, Ellen J. Van Loo, Michael G. Johnson, and Corliss A. O’Bryan)
Packaging for Nonthermal Processing of Food (Jung H. Han)
Practical Ethics for the Food Professional: Ethics in Research, Education and the Workplace (J. Peter Clark and Christopher Ritson)
Preharvest and Postharvest Food Safety: Contemporary Issues and Future Directions (Ross C. Beier, Suresh D. Pillai, and Timothy D. Phillips, Editors; Richard L. Ziprin, Associate Editor)
Processing and Nutrition of Fats and Oils (Ernesto M. Hernandez and Afaf Kamal-Eldin)
Processing Organic Foods for the Global Market (Gwendolyn V. Wyard, Anne Plotto, Jessica Walden, and Kathryn Schuett)
Regulation of Functional Foods and Nutraceuticals: A Global Perspective (Clare M. Hasler)
Resistant Starch: Sources, Applications and Health Benefits (Yong-Cheng Shi and Clodualdo Maningat)
Sensory and Consumer Research in Food Product Design and Development (Howard R. Moskowitz, Jacqueline H. Beckley, and Anna V.A. Resurreccion)
Sustainability in the Food Industry (Cheryl J. Baldwin)
Thermal Processing of Foods: Control and Automation (K.P. Sandeep)
Trait-Modified Oils in Foods (Frank T. Orthoefer and Gary R. List)
Water Activity in Foods: Fundamentals and Applications (Gustavo V. Barbosa-Cánovas, Anthony J. Fontana Jr., Shelly J. Schmidt, and Theodore P. Labuza)
Whey Processing, Functionality and Health Benefits (Charles I. Onwulata and Peter J. Huth)
Acknowledgment
This book would not have been possible without the work from all the contributors. It is their unique background and experience on membrane technology that bring the depth and color to this book. We express our appreciation to the publisher, John Wiley & Sons, particularly to David McDade, Fiona Seymour, Audrie Tan, and Lea Abot, for their patience and assistance during the past three years.
As well the book editors, Kang Hu and Jim Dickson would like to thank the continued support of McMaster University. Kang Hu acknowledges the support of Land O’Lakes. Jim Dickson wishes to thank the hard work of all the students that have worked with him over the years many of whom continue to work in membrane science and engineering.
Kang Hu and James M. Dickson
Preface
According to the Food and Agriculture Organization of the United Nations, 2011, about 730 million tonnes of milk were produced annually from around 260 million dairy cows.1 The vast majority of this production goes to feeding humans in various forms including raw milk, various processed milk products, and cheese. However, many valuable components exist within milk that are or can be produced industrially, such as lipids, proteins, minerals, and vitamins, by using various separation processes on milk and/or milk by-products. Membrane-based separation processes have proven to be effective in recovering these products and this book is concerned with such processes.
Dairy ingredients, such as lipids, proteins, peptides, lactose, and dairy minerals, provide a wide variety of potential for product development in the food, chemical, and pharmaceutical industries, due to the functional, nutritional, and biological characteristics, which are strongly influenced by the processes used for manufacturing. Among all dairy ingredient processes, separation processes are quite essential for fractionating ingredients from fluid milk. These processes could be as simple as just reducing pH to coagulate casein proteins or as complicated as isolating immunoglobulin G (IgG) by chromatography. Membrane separation processes have been applied in the dairy industry for many decades. One of the earliest applications was an ultrafiltration process to make soft cheese by Maubois, Macquot, and Vassal (1969) due to several advantages of ultrafiltration including increased yield and low energy consumption.2 Compared to traditional membrane applications, such as water treatment and desalination, ingredient separation from fluid milk has particular challenges due to the high solid content and complicated composition of fluid milk, which increases the complexity of separation processes. With the continued development on membrane materials and membrane element configurations, almost all types of membrane processes have now been successfully applied in the dairy industry for solid concentration, ingredient separation, and waste recovery.
This book provides detailed information on the development of a variety of membrane separation technologies in dairy ingredient separation as they have evolved over the past decades. The approach in this book is to view membrane separation processes for dairy ingredient separation from a chemical engineer’s point of view; that is, rather than just viewing a membrane as a tool to obtain the ingredients, the book also addresses questions of mathematical modeling, design, and optimization of the treatment systems. The text also presents in-depth knowledge of the mechanisms of each membrane separation process, as well as the membrane and module types applied in the dairy industry. Model equations are given to help the audience understand the processes and to help predict results (rejection, fractionation, and flux), and what factors are important for process control for these systems.
Microfiltration membranes, with relatively larger pore sizes (in the range of 0.1 to 10 µm) than other membrane processes, are typically used for dairy protein fractionation. In Chapter 1, the use of microfiltration processes for serum protein (or native whey protein) fractionation from skim milk is illustrated. Comparing this to traditional cheese-whey processes to obtain this protein ingredient, there are no changes in pH and ionic strength during the microfiltration process, resulting in less denaturation of the protein and more purity of the product streams, which then provides better functionalities of the ingredients.
Ultrafiltration is probably the most widely used membrane process in dairy ingredient manufacturing. Chapter 2 provides a comprehensive review of the current state of knowledge in using polymeric ultrafiltration membranes for separating dairy ingredients (with an emphasis on lactose recovery). The factors affecting lactose (also called milk sugar) separation/fractionation and the effects on yield are discussed in detail. The concept and principles of integrated membrane bioreactor to attain the functional dairy products are also presented. Finally, the future and challenges in separating milk sugar for a production of low-lactose milk and other value-added products are discussed. Chapter 3 focuses on the fouling occurring during ultrafiltration. In this chapter, the mechanism of ultrafiltration fouling and the factors affecting fouling are described, and certain fouling-control strategies are suggested. Chapter 4 proposes that placing a charge on the ultrafiltration membrane fundamentally changes separation mechanism, allowing fractionation of proteins with a similar size but different net charges. This chapter spells out the utility of charged ultrafiltration membranes for dairy protein fractionation, and also for traditional protein concentration applications where a significant flux increase is observed compared to uncharged ultrafiltration membranes.
Nanofiltration is used in the dairy industry to remove sodium chloride from solutions. This can include the de-salting of milk protein concentrates, whey, or lactose solutions. The approach can also be used to recover important minerals, notably calcium and magnesium. Chapter 5 outlines the key features of such membrane systems, including the type of membranes usually employed and the mineral species of interest during these filtration processes.
In dairy ingredient manufacturing processes a large amount of water is consumed and this water ends up in waste streams with pollutants that must be further treated. In Chapter 6, reverse osmosis membrane processes are reviewed and discussed for the application to purifying dairy waste streams to produce a more concentrated waste stream and a clean permeate water stream for reuse. Such preconcentration before evaporating and drying saves energy consumption and reduces the residence time in heat environment, resulting in lower operation costs, and reduces denaturation of the milk proteins. The permeate water from reverse osmosis is almost “pure” water that can be reused for process diafiltration and system clean-in-place (CIP) cleaning; in CIP the permeate water is used to generate cleaning solutions for membrane systems and other processing equipment. Thus considerable advantages on cost saving and environmental sustainability are realized.
Besides the above widely used membrane processes, several unique and emerging membrane separation processes have also been applied for ingredient production. Chapter 7 deals with the current status of pervaporation membranes for dairy aroma concentration. The fundamentals of the pervaporation process for aroma extraction are presented and the membranes suitable for dairy aroma enrichment are documented. The various aspects related to the aroma recovery (e.g., the nature of aroma compounds, permselectivity of the membrane, and the interactions between the aroma compounds and the membrane materials) are discussed. Chapter 8 examines protein purification and analysis methods using membrane chromatography. This chapter discusses some of the more conventional applications such as purification and polishing of proteins before moving on to newer and lesser known applications such as analysis of protein aggregates and the use of membrane stacks as bioreactors for enzymatic and synthetic modification of proteins. Chapter 9 reviews electrodialysis that has recently been applied to separate efficiently certain dairy ingredients. The principles of conventional electrodialysis as well as mass transport phenomenon through ion-exchange membranes are first described. Then hybrid electrodialysis processes using bipolar and filtration membranes are highlighted. After that, recent results on conventional and advanced electrodialysis processes for the separation, purification, and fractionation of dairy ingredients from milk, whey, or milk by-products are presented.
This book should prove to be of value to anyone working in the development and design of membrane-based systems for recovery of products in the dairy industry. Overall, the contents of this book cover the majority of membrane separation processes used for dairy ingredient separation and product stream production. It includes membrane-based separation technologies that have been recently commercialized, which is of substantial interest to the dairy industry. As well the book includes some cutting-edge technologies that have been thoroughly researched and have a great potential to be commercialized in the near future. The target audience are those professionals, such as process and system design engineers and ingredient product developers. This contemporary information and experience-based knowledge will be of great use to those professionals in membrane and membrane processing industries, leading to greater potential for the commercialization of the membranes and the processes in dairy related industries described in this book.
Kang Hu James M. Dickson
NOTES
List of contributors
Abhiram Arunkumar, PhD Department of Chemical and Biological Engineering 1605 Linden Drive Madison WI 53706, USA
Laurent Bazinet, PhD Institute of Nutrition and Functional Foods (INAF) Dairy Research Center (STELA) Department of Food Sciences and Nutrition, Université Laval, Pavillon Paul Comtois Québec, Canada G1V 0A6
Sheng Dai, PhD School of Chemical Engineering The University of Adelaide Adelaide South Australia 5005, Australia
James M. Dickson, PhD Department of Chemical Engineering McMaster University Hamilton Ontario, Canada L8S 4L7
Mark R. Etzel, PhD Department of Chemical and Biological Engineering 1605 Linden Drive Madison WI 53706, USA
Xianshe Feng, PhD Department of Chemical Engineering University of Waterloo Waterloo Ontario, Canada N2L 3G1
Raja Ghosh, PhD Department of Chemical Engineering McMaster University 1280 Main Street West Hamilton Ontario, Canada L8S 4L7
Kang Hu, PhD Department of Chemical Engineering McMaster University Hamilton Ontario, Canada L8S 4L7 and R&D Land O’Lakes Inc. Arden Hills MN 55126, USA
Bo Jin, PhD School of Chemical Engineering The University of Adelaide Adelaide South Australia 5005, Australia
Dharmesh Kanani, PhD Principal Scientist Process Sciences Natrix Separations Inc. 5295 John Lucas Drive, Unit 6 Burlington Ontario, Canada L7L 6A8
Sandra E. Kentish, PhD Department of Chemical and Biomolecular Engineering The University of Melbourne Melbourne Victoria 3010, Australia
Suwattana Pruksasri, PhD Department of Biotechnology Faculty of Engineering and Industrial Technology Silpakorn University Nakhon Pathom 73000, Thailand
Gwynneth Rice, PhD Beca Pty Ltd L4, 5 Queens Rd, Melbourne Victoria 3004, Australia
Panida Sampranpiboon, PhD Department of Chemical and Material Engineering Rangsit University Pathumthani 12000, Thailand
Masoumeh Zargar, PhD Candidate School of Chemical Engineering The University of Adelaide Adelaide South Australia 5005, Australia
Boya Zhang, PhD Candidate Department of Chemical Engineering University of Waterloo Waterloo Ontario, Canada N2L 3G1